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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

77 hedge funds and large institutions have $228M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 38 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

245% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 11

200% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 4

41% more capital invested

Capital invested by funds: $161M → $228M (+$66.4M)

12% more funds holding

Funds holding: 6977 (+8)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
77
Holders Change
+8
Holders Change %
+11.59%
% of All Funds
1.93%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
38
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WF
51
Welch & Forbes
Massachusetts
$296K
EWA
52
Exencial Wealth Advisors
Oklahoma
$289K
SC
53
Scotia Capital
Ontario, Canada
$283K +$270K +4,680 New
NFG
54
Next Financial Group
Texas
$261K -$40.5K -702 -14%
AIM
55
Advantage Investment Management
Iowa
$258K +$231 +4 +0.1%
WT
56
Washington Trust
Rhode Island
$257K -$37.5K -650 -13%
BWFM
57
Bridgewater Wealth & Financial Management
Maryland
$249K -$45.9K -796 -16%
FAAS
58
First Allied Advisory Services
California
$241K +$5.77K +100 +3%
AMCA
59
Arthur M. Cohen & Associates
Illinois
$225K +$215K +3,724 New
Creative Planning
60
Creative Planning
Kansas
$223K
WT
61
Whittier Trust
California
$206K
GWM
62
Geneos Wealth Management
Colorado
$150K
Manulife (Manufacturers Life Insurance)
63
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$136K +$7.84K +136 +6%
BlackRock
64
BlackRock
New York
$96K +$45.6K +790 +99%
RCA
65
Rowland Carmichael Advisors
Arizona
$50K
SWA
66
Sutton Wealth Advisors
Florida
$48.2K +$46K +798 New
CDIA
67
Capital Directions Investment Advisors
Georgia
$38K
AF
68
Arrow Financial
New York
$32K
IWM
69
IHT Wealth Management
Illinois
$30K +$28.8K +500 New
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
$24K
CAL
71
Capital Advisors Ltd
Ohio
$24K
WTC
72
WhitTier Trust Company
Nevada
$21K
KF
73
Krilogy Financial
Missouri
$20K +$18.9K +328 New
FTUS
74
Flow Traders U.S.
New York
$20K +$19.5K +338 New
SPIA
75
Steward Partners Investment Advisory
New York
$14K +$13.4K +232 New

SLY Hedge Fund Activity: Q4 2016 in Review

77 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2016, worth a combined $228M — up 41% from $161M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SLY positions and 4 closed out — a net gain of 8 holders — while 38 added to existing stakes and 11 trimmed.

The largest buyer was State Street, adding an estimated $12.1M. The largest seller was Citadel Advisors, exiting entirely with an estimated $5.39M sold.

  • 77 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2016, up from 69 in Q3 2016.
  • Funds reported $228M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2016, up 41% quarter-over-quarter.
  • 12 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2016 and 4 closed out, a net change of +8 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2016 was State Street, an estimated $12.1M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2016 was Citadel Advisors, an estimated $5.39M sold.

Based on aggregated 13F filings for Q4 2016.