We are live on ! Find out more
SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

86 hedge funds and large institutions have $299M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 43 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 20

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

10% more capital invested

Capital invested by funds: $271M → $299M (+$28.1M)

5% less funds holding

Funds holding: 9186 (-5)

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
86
Holders Change
-5
Holders Change %
-5.49%
% of All Funds
2.14%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.1%
New
5
Increased
43
Reduced
20
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
26
Bank of New York Mellon
New York
$2.88M
Jane Street
27
Jane Street
New York
$2.69M +$1.62M +26,346 +175%
PAG
28
Private Advisor Group
New Jersey
$2.56M +$28.9K +470 +1%
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$2.49M +$2.36M +38,316 New
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$2.4M -$757K -12,318 -25%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$2.38M +$75.8K +1,232 +3%
FCI
32
Financial Counselors Inc
Kansas
$1.97M +$5.29K +86 +0.3%
BlackRock
33
BlackRock
New York
$1.55M +$505K +8,206 +53%
HIM
34
Hanlon Investment Management
New Jersey
$1.41M +$1.33M +21,694 New
TFA
35
Transamerica Financial Advisors
Florida
$1.38M +$1.3M +21,198 New
AIP
36
ARS Investment Partners
New York
$1.24M +$55.3K +900 +5%
MML Investors Services
37
MML Investors Services
Massachusetts
$1.23M +$190K +3,086 +20%
ACP
38
Arcus Capital Partners
Georgia
$1.22M -$10.8K -176 -0.9%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$1.01M -$11.7K -190 -1%
LPT
40
Legacy Private Trust
Wisconsin
$988K +$24.2K +394 +3%
CA
41
Corrado Advisors
New Jersey
$970K +$17.5K +284 +2%
MC
42
Moors & Cabot
Massachusetts
$845K +$1.48K +24 +0.2%
IA
43
IFP Advisors
Florida
$817K +$30.7K +500 +4%
EVM
44
Eaton Vance Management
Massachusetts
$718K +$60.5K +984 +10%
BRWA
45
B. Riley Wealth Advisors
Florida
$683K -$31K -504 -5%
CS
46
Comerica Securities
Michigan
$674K -$8.24K -134 -1%
Citigroup
47
Citigroup
New York
$627K -$11.8K -192 -2%
MC
48
Mathes Company
New York
$598K -$86.1K -1,400 -13%
CA
49
Cetera Advisors
Colorado
$596K +$13.8K +224 +3%
GG
50
Gofen & Glossberg
Illinois
$465K

SLY Hedge Fund Activity: Q3 2017 in Review

86 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2017, worth a combined $299M — up 10% from $271M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of SLY and 5 opened new positions — a net loss of 4 holders — while 20 trimmed existing stakes and 43 added.

The largest buyer was PNC Financial Services Group, adding an estimated $2.55M. The largest seller was National Planning Corporation, exiting entirely with an estimated $1.18M sold.

  • 86 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2017, down from 91 in Q2 2017.
  • Funds reported $299M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2017, up 10% quarter-over-quarter.
  • 5 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2017 and 9 closed out, a net change of -4 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2017 was PNC Financial Services Group, an estimated $2.55M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2017 was National Planning Corporation, an estimated $1.18M sold.

Based on aggregated 13F filings for Q3 2017.