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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

50 hedge funds and large institutions have $110M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2015 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 28 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

211% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 9

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

17% more capital invested

Capital invested by funds: $94M → $110M (+$16.4M)

4% less funds holding

Funds holding: 5250 (-2)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
50
Holders Change
-2
Holders Change %
-3.85%
% of All Funds
1.33%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
4
Increased
28
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CMP
26
Courage Miller Partners
Virginia
$808K -$653K -12,404 -45%
FCI
27
Financial Counselors Inc
Kansas
$641K +$36.8K +700 +6%
Citigroup
28
Citigroup
New York
$634K +$309K +5,880 +101%
CS
29
Comerica Securities
Michigan
$499K +$483K +9,174 New
BRWA
30
B. Riley Wealth Advisors
Florida
$349K +$105K +2,000 +45%
WT
31
Washington Trust
Rhode Island
$336K +$119K +2,268 +58%
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$296K
NFC
33
Northeast Financial Consultants
Connecticut
$289K +$37.8K +718 +16%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$286K +$1.79K +34 +0.7%
CCM
35
Carlson Capital Management
Minnesota
$281K
EWA
36
Exencial Wealth Advisors
Oklahoma
$262K
CWM
37
Concert Wealth Management
California
$258K +$51.4K +976 +25%
NPC
38
National Planning Corporation
California
$242K -$21K -400 -8%
NFG
39
Next Financial Group
Texas
$191K +$86.3K +1,640 +87%
WT
40
Whittier Trust
California
$185K
MFS
41
MSI Financial Services
Massachusetts
$160K +$65.1K +1,238 +73%
Creative Planning
42
Creative Planning
Kansas
$156K -$6.84K -130 -4%
SCA
43
Strategic Capital Alternatives
United States
$94K +$91K +1,730 New
CAL
44
Capital Analysts LLC
Pennsylvania
$90.7K
WTC
45
WhitTier Trust Company
Nevada
$63K +$13.4K +254 +28%
AF
46
Arrow Financial
New York
$43K
CAL
47
Capital Advisors Ltd
Ohio
$22K
MAA
48
Managed Account Advisors
New Jersey
$6K +$6K +114 New
Manulife (Manufacturers Life Insurance)
49
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$41 +$39.5K +750 New
Jane Street
50
Jane Street
New York
-$3.78M -72,370 Closed

SLY Hedge Fund Activity: Q1 2015 in Review

50 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2015, worth a combined $110M — up 17% from $94M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SLY and 4 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 28 added.

The largest buyer was Legacy Private Trust, adding an estimated $10.8M. The largest seller was BB&T Securities, exiting entirely with an estimated $3.95M sold.

  • 50 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2015, down from 52 in Q4 2014.
  • Funds reported $110M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2015, up 17% quarter-over-quarter.
  • 4 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2015 and 5 closed out, a net change of -1 holder.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2015 was Legacy Private Trust, an estimated $10.8M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2015 was BB&T Securities, an estimated $3.95M sold.

Based on aggregated 13F filings for Q1 2015.