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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

39 hedge funds and large institutions have $110M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 8 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 8

17% more capital invested

Capital invested by funds: $94.1M → $110M (+$15.9M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

5% less funds holding

Funds holding: 4139 (-2)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

Holders
39
Holders Change
-2
Holders Change %
-4.88%
% of All Funds
1.13%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
8
Increased
19
Reduced
8
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$361K +$10.3K +206 +3%
Citigroup
27
Citigroup
New York
$297K +$152K +3,038 +111%
CCM
28
Carlson Capital Management
Minnesota
$287K -$84.3K -1,682 -23%
NES
29
New England Securities
New York
$272K +$235K +4,696 +777%
EWA
30
Exencial Wealth Advisors
Oklahoma
$247K
BRWA
31
B. Riley Wealth Advisors
Florida
$184K +$23.1K +460 +15%
Creative Planning
32
Creative Planning
Kansas
$127K
MFS
33
MSI Financial Services
Massachusetts
$91K +$6.21K +124 +8%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$89K -$3.71K -74 -4%
WT
35
Whittier Trust
California
$57K +$55.8K +1,114 New
WTC
36
WhitTier Trust Company
Nevada
$46K
AIG
37
American International Group
New York
$42.1K +$5.11K +102 +14%
CAL
38
Capital Advisors Ltd
Ohio
$21K +$20K +400 New
AssetMark Inc
39
AssetMark Inc
California
$1K -$17.9M -356,856 -100%
SG Americas Securities
40
SG Americas Securities
New York
-$1.6M -33,428 Closed
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
-$1.23M -25,658 Closed
VKH
42
Virtu KCG Holdings
New York
-$367K -7,664 Closed
CNB
43
City National Bank
California
-$244K -5,100 Closed
FAAS
44
First Allied Advisory Services
California
-$225K -4,700 Closed
GJIC
45
Gamble Jones Investment Counsel
California
-$210K -4,392 Closed
BIT
46
BlackRock Institutional Trust
California
-$150K -3,122 Closed
Nomura Holdings
47
Nomura Holdings
Japan
-$29K -600 Closed
PAS
48
Partnervest Advisory Services
California
-$19K -400 Closed

SLY Hedge Fund Activity: Q4 2013 in Review

39 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2013, worth a combined $110M — up 17% from $94.1M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of SLY and 8 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 19 added.

The largest buyer was State Street, adding an estimated $9.65M. The largest seller was AssetMark Inc, cutting an estimated $17.9M.

  • 39 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2013, down from 41 in Q3 2013.
  • Funds reported $110M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2013, up 17% quarter-over-quarter.
  • 8 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2013 and 9 closed out, a net change of -1 holder.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2013 was State Street, an estimated $9.65M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2013 was AssetMark Inc, an estimated $17.9M sold.

Based on aggregated 13F filings for Q4 2013.