We are live on ! Find out more
QQQX icon

Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

108 hedge funds and large institutions have $249M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 40 increasing their positions, 25 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 25

11% more capital invested

Capital invested by funds: $224M → $249M (+$24.5M)

0.25% more ownership

Funds ownership: 21.8% → 22.05% (+0.25%)

5% less funds holding

Funds holding: 114 → 108 (-6)

28% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 18

Holders
108
Holders Change
-6
Holders Change %
-5.26%
% of All Funds
1.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
40
Reduced
25
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NSLI
Nan Shan Life Insurance
Taiwan
+$16.1M
2
Wells Fargo
Wells Fargo
California
+$2.12M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$1.35M
4
RCA
Ranch Capital Advisors
Florida
+$1.12M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.07M

Top Sellers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
-$3.5M
2
Cohen & Steers
Cohen & Steers
New York
-$1.92M
3
Citigroup
Citigroup
New York
-$1.82M
4
OC
Oppenheimer & Co
New York
-$1.29M
5
Invesco
Invesco
Georgia
-$737K
Name Holding Trade Value Shares
Change 		Change in
Stake
SQA
101
Simon Quick Advisors
New Jersey
$8K +$8K +300 New
PGAM
102
Princeton Global Asset Management
New Jersey
$7K +$7.2K +270 New
VFA
103
Valeo Financial Advisors
Indiana
$5K – – –
CAC
104
Certified Advisory Corp
Florida
$5K +$5.33K +200 New
PFGIA
105
Patriot Financial Group Insurance Agency
Massachusetts
$3K – – –
MF
106
Manchester Financial
California
$1K +$27 +1 +2%
SIS
107
Sound Income Strategies
Florida
$516 +$507 +19 New
SFS
108
Shaker Financial Services
Virginia
– -$3.5M -134,712 Closed
Cohen & Steers
109
Cohen & Steers
New York
– -$1.92M -73,989 Closed
OC
110
Oppenheimer & Co
New York
– -$1.29M -49,472 Closed
KWM
111
Kingsview Wealth Management
Oregon
– -$352K -13,524 Closed
Millennium Management
112
Millennium Management
New York
– -$336K -12,900 Closed
KAS
113
Kestra Advisory Services
Texas
– -$330K -12,680 Closed
TF
114
TIAA FSB
Florida
– -$282K -10,828 Closed
SS
115
Simplicity Solutions
Minnesota
– -$221K -8,485 Closed
WAM
116
Wolverine Asset Management
Illinois
– -$163K -6,273 Closed
1CP
117
1607 Capital Partners
Virginia
– -$157K -6,047 Closed
PWM
118
Perigon Wealth Management
California
– -$78K -3,000 Closed
FFG
119
Fortem Financial Group
California
– -$34K -1,312 Closed
FCH
120
Freestone Capital Holdings
Washington
– -$32.5K -1,250 Closed
ASN
121
Advisory Services Network
Georgia
– -$21K -792 Closed
LFG
122
Larson Financial Group
Missouri
– -$17K -645 Closed
AWG
123
Altus Wealth Group
Colorado
– -$13K -486 Closed
BWA
124
BDO Wealth Advisors
Florida
– -$8K -300 Closed
RIA
125
RPG Investment Advisory
California
– -$8K -300 Closed
2 3 4
5
6

QQQX Hedge Fund Activity: Q1 2021 in Review

108 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2021, worth a combined $249M — up 11% from $224M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of QQQX and 13 opened new positions — a net loss of 5 holders — while 25 trimmed existing stakes and 40 added.

The largest buyer was Nan Shan Life Insurance, adding an estimated $16.1M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $3.5M sold.

  • 108 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2021, down from 114 in Q4 2020.
  • Funds reported $249M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2021, up 11% quarter-over-quarter.
  • 13 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2021 and 18 closed out, a net change of -5 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2021 was Nan Shan Life Insurance, an estimated $16.1M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2021 was Shaker Financial Services, an estimated $3.5M sold.

Based on aggregated 13F filings for Q1 2021.