Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
92 hedge funds and large institutions have $144M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 27 increasing their positions, 29 reducing their positions, and 13 closing their positions.
46% more first-time investments, than exits
New positions opened: 19 | Existing positions closed: 13
5% more funds holding
Funds holding: 88 → 92 (+4)
1.1% more ownership
Funds ownership: 18.03% → 19.13% (+1.1%)
7% less repeat investments, than reductions
Existing positions increased: 27 | Existing positions reduced: 29
15% less capital invested
Capital invested by funds: $169M → $144M (-$25M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$3.32M |
| 2 |
Morgan Stanley
New York
|
+$1.79M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$1.67M |
| 4 |
LPL Financial
San Diego,
California
|
+$1.65M |
| 5 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
+$1.48M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UCMOK
United Capital Management of KS
Salina,
Kansas
|
-$1.95M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$1.92M |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$922K |
| 4 |
FSA
Financial Sense Advisors
San Diego,
California
|
-$760K |
| 5 |
Bank of New York Mellon
New York
|
-$510K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
101
Qube Research & Technologies (QRT)
London,
United Kingdom
| – | -$201K | -8,367 | Closed |
|
|
RIA
102
Realta Investment Advisors
Wilmington,
Delaware
| – | -$83K | -3,451 | Closed |
|
|
AF
103
Advisornet Financial
Minnetonka,
Minnesota
| – | -$30K | -1,250 | Closed |
|
|
AWM
104
Avior Wealth Management
Omaha,
Nebraska
| – | -$9K | -380 | Closed |
|
|
CB
105
Community Bank
Dewitt,
New York
| – | -$2K | -100 | Closed |
|
106
Fidelity Investments
Boston,
Massachusetts
| – | +$22 | +1 | New |
|
QQQX Hedge Fund Activity: Q1 2020 in Review
92 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2020, worth a combined $144M — down 15% from $169M a quarter earlier.
Buyers outnumbered sellers: 19 funds opened new QQQX positions and 13 closed out — a net gain of 6 holders — while 27 added to existing stakes and 29 trimmed.
The largest buyer was Shaker Financial Services, adding an estimated $3.32M. The largest seller was United Capital Management of KS, exiting entirely with an estimated $1.95M sold.
- 92 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2020, up from 88 in Q4 2019.
- Funds reported $144M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2020, down 15% quarter-over-quarter.
- 19 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2020 and 13 closed out, a net change of +6 holders.
- The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2020 was Shaker Financial Services, an estimated $3.32M added.
- The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2020 was United Capital Management of KS, an estimated $1.95M sold.
Based on aggregated 13F filings for Q1 2020.