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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

108 hedge funds and large institutions have $249M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 40 increasing their positions, 25 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 25

11% more capital invested

Capital invested by funds: $224M → $249M (+$24.5M)

0.25% more ownership

Funds ownership: 21.8% → 22.05% (+0.25%)

5% less funds holding

Funds holding: 114 → 108 (-6)

28% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 18

Holders
108
Holders Change
-6
Holders Change %
-5.26%
% of All Funds
1.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
40
Reduced
25
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NSLI
Nan Shan Life Insurance
Taiwan
+$16.1M
2
Wells Fargo
Wells Fargo
California
+$2.12M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$1.35M
4
RCA
Ranch Capital Advisors
Florida
+$1.12M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.07M

Top Sellers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
-$3.5M
2
Cohen & Steers
Cohen & Steers
New York
-$1.92M
3
Citigroup
Citigroup
New York
-$1.82M
4
OC
Oppenheimer & Co
New York
-$1.29M
5
Invesco
Invesco
Georgia
-$737K
Name Holding Trade Value Shares
Change 		Change in
Stake
AF
76
Allworth Financial
California
$101K – – –
Northwestern Mutual Wealth Management
77
Northwestern Mutual Wealth Management
Wisconsin
$88K +$21.3K +800 +33%
EP
78
Eudaimonia Partners
Tennessee
$85K -$4.8K -180 -5%
PNC Financial Services Group
79
PNC Financial Services Group
Pennsylvania
$82K +$7.2K +270 +10%
Fifth Third Bancorp
80
Fifth Third Bancorp
Ohio
$76K – – –
GWM
81
Geneos Wealth Management
Colorado
$74K – – –
BFEC
82
Benjamin F. Edwards & Company
Missouri
$63K – – –
TJHA
83
Thomas J. Herzfeld Advisors
Florida
$52K +$747 +28 +1%
RE
84
RBC Europe
United Kingdom
$50.1K – – –
CBT
85
CoreFirst Bank & Trust
Kansas
$48K – – –
US Bancorp
86
US Bancorp
Minnesota
$39K +$11.2K +421 +42%
PB
87
Pinnacle Bancorp
Nebraska
$38K – – –
KFI
88
Key Financial Inc
Pennsylvania
$30K – – –
NFSG
89
Newbridge Financial Services Group
Florida
$27K – – –
TWA
90
TCI Wealth Advisors
Arizona
$27K +$26.7K +1,000 New
WWM
91
Wolff Wiese Magana
California
$24K – – –
HNB
92
Huntington National Bank
Ohio
$19K – – –
HWMA
93
Heritage Wealth Management (Arizona)
Arizona
$16K +$15.4K +577 New
WP
94
WealthShield Partners
North Carolina
$15K +$14.8K +553 New
SWP
95
ShoreHaven Wealth Partners
New Jersey
$14K – – –
EIP
96
Ellis Investment Partners
Pennsylvania
$13K – – –
AWM
97
Accel Wealth Management
Iowa
$12K – – –
TF
98
TimeScale Financial
Massachusetts
$10K +$133 +5 +1%
SWM
99
Spire Wealth Management
Virginia
$10K +$9.39K +352 New
DOA
100
D'Orazio & Associates
Virginia
$9K +$107 +4 +1%
2 3
4
5 6

QQQX Hedge Fund Activity: Q1 2021 in Review

108 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2021, worth a combined $249M — up 11% from $224M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of QQQX and 13 opened new positions — a net loss of 5 holders — while 25 trimmed existing stakes and 40 added.

The largest buyer was Nan Shan Life Insurance, adding an estimated $16.1M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $3.5M sold.

  • 108 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2021, down from 114 in Q4 2020.
  • Funds reported $249M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2021, up 11% quarter-over-quarter.
  • 13 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2021 and 18 closed out, a net change of -5 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2021 was Nan Shan Life Insurance, an estimated $16.1M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2021 was Shaker Financial Services, an estimated $3.5M sold.

Based on aggregated 13F filings for Q1 2021.