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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

92 hedge funds and large institutions have $144M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 27 increasing their positions, 29 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 13

5% more funds holding

Funds holding: 88 → 92 (+4)

1.1% more ownership

Funds ownership: 18.03% → 19.13% (+1.1%)

7% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 29

15% less capital invested

Capital invested by funds: $169M → $144M (-$25M)

Holders
92
Holders Change
+4
Holders Change %
+4.55%
% of All Funds
2.03%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
27
Reduced
29
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$3.32M
2
Morgan Stanley
Morgan Stanley
New York
+$1.79M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.67M
4
LPL Financial
LPL Financial
California
+$1.65M
5
1CP
1607 Capital Partners
Virginia
+$1.48M

Top Sellers

Rank Fund Capital Flow
1
UCMOK
United Capital Management of KS
Kansas
-$1.95M
2
Bank of America
Bank of America
North Carolina
-$1.92M
3
UBS Group
UBS Group
Switzerland
-$922K
4
FSA
Financial Sense Advisors
California
-$760K
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$510K
Name Holding Trade Value Shares
Change 		Change in
Stake
HPC
76
HM Payson & Co
Maine
$29K – – –
PB
77
Pinnacle Bancorp
Nebraska
$27K – – –
KFI
78
Key Financial Inc
Pennsylvania
$21K +$24.8K +1,104 New
US Bancorp
79
US Bancorp
Minnesota
$19K -$25.2K -1,120 -53%
HNB
80
Huntington National Bank
Ohio
$13K – – –
BWA
81
BDO Wealth Advisors
Florida
$8K – – –
SF
82
Synovus Financial
Georgia
$8K – – –
EIP
83
Ellis Investment Partners
Pennsylvania
$8K +$225 +10 +2%
TF
84
TimeScale Financial
Massachusetts
$6K – – –
DOA
85
D'Orazio & Associates
Virginia
$6K +$6.83K +304 New
ASN
86
Advisory Services Network
Georgia
$5K +$90 +4 +1%
CAC
87
Certified Advisory Corp
Florida
$4K – – –
VFA
88
Valeo Financial Advisors
Indiana
$4K – – –
GSWM
89
Golden State Wealth Management
California
$4K +$4.72K +210 New
RFM
90
Royal Fund Management
Florida
$2K -$25.2K -1,123 -90%
GI
91
Gradient Investments
Minnesota
$2K -$8.23K -366 -79%
VCP
92
Verus Capital Partners
Arizona
$2K – – –
UCMOK
93
United Capital Management of KS
Kansas
– -$1.95M -80,967 Closed
FSA
94
Financial Sense Advisors
California
– -$760K -31,618 Closed
Bank of New York Mellon
95
Bank of New York Mellon
New York
– -$510K -21,215 Closed
SFM
96
Signet Financial Management
New Jersey
– -$367K -15,262 Closed
LCM
97
Landscape Capital Management
New Jersey
– -$355K -14,747 Closed
SS
98
Sunbelt Securities
Texas
– -$322K -13,385 Closed
IAA
99
Independent Advisor Alliance
North Carolina
– -$321K -13,356 Closed
GAM
100
Griffin Asset Management
New York
– -$225K -9,355 Closed
1 2 3
4
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QQQX Hedge Fund Activity: Q1 2020 in Review

92 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2020, worth a combined $144M — down 15% from $169M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new QQQX positions and 13 closed out — a net gain of 6 holders — while 27 added to existing stakes and 29 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $3.32M. The largest seller was United Capital Management of KS, exiting entirely with an estimated $1.95M sold.

  • 92 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2020, up from 88 in Q4 2019.
  • Funds reported $144M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2020, down 15% quarter-over-quarter.
  • 19 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2020 and 13 closed out, a net change of +6 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2020 was Shaker Financial Services, an estimated $3.32M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2020 was United Capital Management of KS, an estimated $1.95M sold.

Based on aggregated 13F filings for Q1 2020.