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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

86 hedge funds and large institutions have $117M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2018 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 30 increasing their positions, 27 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 27

7% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 15

2.1% less ownership

Funds ownership: 18.18% → 16.08% (-2.1%)

2% less funds holding

Funds holding: 88 → 86 (-2)

27% less capital invested

Capital invested by funds: $160M → $117M (-$42.6M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
86
Holders Change
-2
Holders Change %
-2.27%
% of All Funds
1.92%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
30
Reduced
27
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$1.76M
2
WAM
Weiss Asset Management
Massachusetts
+$968K
3
FSA
Financial Sense Advisors
California
+$921K
4
1CP
1607 Capital Partners
Virginia
+$727K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$680K

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$5.43M
2
SFS
Shaker Financial Services
Virginia
-$4.04M
3
NMC
Nine Masts Capital
Hong Kong
-$3.02M
4
UBS Group
UBS Group
Switzerland
-$2.03M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.92M
Name Holding Trade Value Shares
Change 		Change in
Stake
PWMG
76
Prestige Wealth Management Group
New Jersey
$10K +$11K +500 New
Bank of Montreal
77
Bank of Montreal
Ontario, Canada
$8K -$8.84K -400 -50%
SF
78
Synovus Financial
Georgia
$8K – – –
IFAM
79
Institutional & Family Asset Management
Colorado
$6K -$8.84K -400 -57%
AC
80
Avestar Capital
New York
$5K – – –
WWM
81
Willingdon Wealth Management
North Carolina
$5K – – –
ASN
82
Advisory Services Network
Georgia
$5K +$88 +4 +2%
VFA
83
Valeo Financial Advisors
Indiana
$4K -$663 -30 -13%
BCM
84
Blume Capital Management
California
$4K – – –
PFGIA
85
Patriot Financial Group Insurance Agency
Massachusetts
$4K – – –
WCM
86
Whitener Capital Management
North Carolina
$3K – – –
CB
87
Community Bank
New York
$2K – – –
NA
88
NewEdge Advisors
Louisiana
$411 -$122K -5,513 -21%
RJFSA
89
Raymond James Financial Services Advisors
Florida
– -$5.43M -225,871 Closed
SFS
90
Shaker Financial Services
Virginia
– -$4.04M -167,978 Closed
NMC
91
Nine Masts Capital
Hong Kong
– -$3.02M -125,700 Closed
DA
92
Doliver Advisors
Texas
– -$1.87M -77,932 Closed
Millennium Management
93
Millennium Management
New York
– -$1.06M -44,166 Closed
Northwestern Mutual Wealth Management
94
Northwestern Mutual Wealth Management
Wisconsin
– -$538K -22,389 Closed
QCMA
95
Quad Capital Management Advisors
New York
– -$499K -20,760 Closed
FAM
96
Formidable Asset Management
Ohio
– -$314K -12,840 Closed
GAM
97
Griffin Asset Management
New York
– -$225K -9,355 Closed
FIA
98
FNY Investment Advisers
New York
– -$212K -8,849 Closed
SPIA
99
Steward Partners Investment Advisory
New York
– -$130K -5,404 Closed
CPIG
100
Chicago Partners Investment Group
Illinois
– -$22K -1,000 Closed
1 2 3
4
5

QQQX Hedge Fund Activity: Q4 2018 in Review

86 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2018, worth a combined $117M — down 27% from $160M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of QQQX and 14 opened new positions — a net loss of 1 holder — while 27 trimmed existing stakes and 30 added.

The largest buyer was Invesco, adding an estimated $1.76M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $5.43M sold.

  • 86 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2018, down from 88 in Q3 2018.
  • Funds reported $117M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2018, down 27% quarter-over-quarter.
  • 14 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2018 and 15 closed out, a net change of -1 holder.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2018 was Invesco, an estimated $1.76M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2018 was Raymond James Financial Services Advisors, an estimated $5.43M sold.

Based on aggregated 13F filings for Q4 2018.