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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

105 hedge funds and large institutions have $241M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2023 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 31 increasing their positions, 30 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 13

17% more capital invested

Capital invested by funds: $205M → $241M (+$35.6M)

4% more funds holding

Funds holding: 101 → 105 (+4)

3% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 30

0.17% more ownership

Funds ownership: 21.45% → 21.63% (+0.17%)

Holders
105
Holders Change
+4
Holders Change %
+3.96%
% of All Funds
1.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
31
Reduced
30
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$4.52M
2
Wells Fargo
Wells Fargo
California
+$1.72M
3
GC
Guggenheim Capital
Illinois
+$986K
4
WEG
World Equity Group
Illinois
+$944K
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$458K

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$1.27M
2
Stifel Financial
Stifel Financial
Missouri
-$1.11M
3
Invesco
Invesco
Georgia
-$1.02M
4
Millennium Management
Millennium Management
New York
-$886K
5
Truist Financial
Truist Financial
North Carolina
-$676K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJT
51
Raymond James Trust
Florida
$319K – – –
CFA
52
Capstone Financial Advisors
Illinois
$315K – – –
IAIM
53
International Assets Investment Management
Florida
$305K -$647K -28,280 -69%
HH
54
Hilltop Holdings
Texas
$302K -$7.53K -329 -3%
MML Investors Services
55
MML Investors Services
Massachusetts
$302K -$486K -21,257 -63%
Creative Planning
56
Creative Planning
Kansas
$299K +$286K +12,500 New
WWM
57
Western Wealth Management
Colorado
$298K +$284K +12,433 New
DI
58
DFPG Investments
Utah
$290K – – –
PFO
59
Pathstone Family Office
New Jersey
$289K -$183K -7,984 -40%
CAPTRUST Financial Advisors
60
CAPTRUST Financial Advisors
North Carolina
$275K -$34.6K -1,511 -12%
RFA
61
Register Financial Advisors
Georgia
$274K – – –
FAIM
62
Financial Advocates Investment Management
Washington
$265K +$27.4K +1,200 +12%
PAG
63
Private Advisor Group
New Jersey
$251K -$12.6K -550 -5%
MC
64
Moors & Cabot
Massachusetts
$238K +$228K +9,957 New
Susquehanna International Group
65
Susquehanna International Group
Pennsylvania
$238K +$2.97K +130 +1%
MFG
66
Merit Financial Group
Georgia
$235K – – –
TWM
67
TriaGen Wealth Management
California
$232K +$221K +9,675 New
FAM
68
Formidable Asset Management
Ohio
$229K +$219K +9,575 New
AFG
69
Atomi Financial Group
New York
$221K +$211K +9,227 New
AIM
70
Aspen Investment Management
Michigan
$219K +$209K +9,150 New
JCM
71
Jacobi Capital Management
Pennsylvania
$212K +$203K +8,872 New
CWG
72
Cornerstone Wealth Group
North Carolina
$202K +$193K +8,453 New
SPIA
73
Steward Partners Investment Advisory
New York
$135K – – –
CAL
74
Capital Analysts LLC
Pennsylvania
$129K – – –
AF
75
Allworth Financial
California
$122K – – –
1 2
3
4 5

QQQX Hedge Fund Activity: Q1 2023 in Review

105 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2023, worth a combined $241M — up 17% from $205M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new QQQX positions and 13 closed out — a net gain of 6 holders — while 31 added to existing stakes and 30 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.52M. The largest seller was LPL Financial, cutting an estimated $1.27M.

  • 105 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2023, up from 101 in Q4 2022.
  • Funds reported $241M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2023, up 17% quarter-over-quarter.
  • 19 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2023 and 13 closed out, a net change of +6 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2023 was Morgan Stanley, an estimated $4.52M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2023 was LPL Financial, an estimated $1.27M sold.

Based on aggregated 13F filings for Q1 2023.