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Nuveen NASDAQ 100 Dynamic Overwrite Fund

91 hedge funds and large institutions have $148M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 28 increasing their positions, 32 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $146M → $148M (+$2.47M)

0.45% more ownership

Funds ownership: 16.72%17.18% (+0.45%)

0% more funds holding

Funds holding: 9191 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

13% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 32

Holders
91
Holders Change
Holders Change %
0%
% of All Funds
2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
28
Reduced
32
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
51
Citigroup
New York
$236K -$70.3K -3,137 -23%
LNC
52
Lincoln National Corp
Pennsylvania
$234K -$18.5K -827 -7%
Stifel Financial
53
Stifel Financial
Missouri
$216K +$217K +9,692 New
GAM
54
Griffin Asset Management
New York
$207K
Carson Wealth (CWM LLC)
55
Carson Wealth (CWM LLC)
Nebraska
$197K
SPIA
56
Steward Partners Investment Advisory
New York
$184K -$8.94K -399 -5%
JCM
57
Jacobi Capital Management
Pennsylvania
$179K +$3.07K +137 +2%
ANBT
58
American National Bank & Trust
Texas
$151K -$26.9K -1,200 -15%
CAL
59
Capital Analysts LLC
Pennsylvania
$119K +$121K +5,404 New
GSWM
60
Golden State Wealth Management
California
$117K -$93K -4,152 -44%
NFG
61
Next Financial Group
Texas
$112K +$493 +22 +0.4%
QCIG
62
Quad-Cities Investment Group
Iowa
$94K +$1.64K +73 +2%
AF
63
Allworth Financial
California
$82K -$12.9K -576 -13%
RIA
64
Realta Investment Advisors
Delaware
$80K +$48.5K +2,164 +147%
RCAG
65
Rehmann Capital Advisory Group
Michigan
$70.9K
PNC Financial Services Group
66
PNC Financial Services Group
Pennsylvania
$67K +$8.96K +400 +15%
GWM
67
Geneos Wealth Management
Colorado
$66K
BWA
68
BDO Wealth Advisors
Florida
$53K
FIA
69
FNY Investment Advisers
New York
$53K +$14K +626 +35%
BFEC
70
Benjamin F. Edwards & Company
Missouri
$51K
EIP
71
Ellis Investment Partners
Pennsylvania
$44K +$403 +18 +0.9%
RE
72
RBC Europe
United Kingdom
$40.9K
TJHA
73
Thomas J. Herzfeld Advisors
Florida
$38K +$650 +29 +2%
HPC
74
HM Payson & Co
Maine
$33K
PB
75
Pinnacle Bancorp
Nebraska
$31K

QQQX Hedge Fund Activity: Q3 2019 in Review

91 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2019, worth a combined $148M — up 1.7% from $146M a quarter earlier.

Fund positioning in QQQX was balanced in Q3 2019: 8 funds opened new positions, 8 closed out, 28 added to existing stakes and 32 trimmed.

The largest buyer was Bank of America, adding an estimated $2.78M. The largest seller was Raymond James & Associates, cutting an estimated $1.22M.

  • 91 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $148M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2019, up 1.7% quarter-over-quarter.
  • 8 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2019 and 8 closed out, a net change of 0 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2019 was Bank of America, an estimated $2.78M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2019 was Raymond James & Associates, an estimated $1.22M sold.

Based on aggregated 13F filings for Q3 2019.