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Nuveen NASDAQ 100 Dynamic Overwrite Fund

89 hedge funds and large institutions have $143M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2019 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 31 increasing their positions, 27 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

22% more capital invested

Capital invested by funds: $117M → $143M (+$25.4M)

15% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 27

3% more funds holding

Funds holding: 8689 (+3)

0.77% more ownership

Funds ownership: 16.08%16.85% (+0.77%)

Holders
89
Holders Change
+3
Holders Change %
+3.49%
% of All Funds
1.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
31
Reduced
27
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GAM
51
Griffin Asset Management
New York
$208K +$204K +9,355 New
FFG
52
Fortem Financial Group
California
$206K -$32.9K -1,505 -14%
Carson Wealth (CWM LLC)
53
Carson Wealth (CWM LLC)
Nebraska
$197K +$146K +6,699 New
ANBT
54
American National Bank & Trust
Texas
$178K
JCM
55
Jacobi Capital Management
Pennsylvania
$175K -$6.25K -286 -4%
AF
56
Allworth Financial
California
$94K +$14K +639 +18%
QCIG
57
Quad-Cities Investment Group
Iowa
$92K +$14.3K +655 +19%
RCAG
58
Rehmann Capital Advisory Group
Michigan
$71.2K
GWM
59
Geneos Wealth Management
Colorado
$66K -$8.08K -370 -11%
BFEC
60
Benjamin F. Edwards & Company
Missouri
$51K
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$50K
RE
62
RBC Europe
United Kingdom
$41.1K
TJHA
63
Thomas J. Herzfeld Advisors
Florida
$37K +$743 +34 +2%
FIA
64
FNY Investment Advisers
New York
$34K +$34.1K +1,562 New
PB
65
Pinnacle Bancorp
Nebraska
$31K
AWMS
66
Advocacy Wealth Management Services
Georgia
$28K -$8.74K -400 -24%
AF
67
Advisornet Financial
Minnesota
$28K
RFM
68
Royal Fund Management
Florida
$28K +$7.49K +343 +37%
NFG
69
Next Financial Group
Texas
$27K -$99.1K -4,534 -79%
HNB
70
Huntington National Bank
Ohio
$27K
NFH
71
NEXT Financial Holdings
Texas
$27K +$26.6K +1,219 New
WAM
72
Wealthspire Advisors (Maryland)
Maryland
$20K
PCG
73
Private Capital Group
Connecticut
$12K
SWM
74
SeaCrest Wealth Management
New York
$12K
FHB
75
First Hawaiian Bank
Hawaii
$11K

QQQX Hedge Fund Activity: Q1 2019 in Review

89 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q1 2019, worth a combined $143M — up 22% from $117M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new QQQX positions and 8 closed out — a net gain of 3 holders — while 31 added to existing stakes and 27 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $5.55M. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $2.01M sold.

  • 89 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q1 2019, up from 86 in Q4 2018.
  • Funds reported $143M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q1 2019, up 22% quarter-over-quarter.
  • 11 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q1 2019 and 8 closed out, a net change of +3 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q1 2019 was Raymond James Financial Services Advisors, an estimated $5.55M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q1 2019 was Wolverine Asset Management, an estimated $2.01M sold.

Based on aggregated 13F filings for Q1 2019.