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Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX

86 hedge funds and large institutions have $117M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2018 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 30 increasing their positions, 27 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 27

7% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 15

2.1% less ownership

Funds ownership: 18.18% → 16.08% (-2.1%)

2% less funds holding

Funds holding: 88 → 86 (-2)

27% less capital invested

Capital invested by funds: $160M → $117M (-$42.6M)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
86
Holders Change
-2
Holders Change %
-2.27%
% of All Funds
1.92%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
30
Reduced
27
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$1.76M
2
WAM
Weiss Asset Management
Massachusetts
+$968K
3
FSA
Financial Sense Advisors
California
+$921K
4
1CP
1607 Capital Partners
Virginia
+$727K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$680K

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$5.43M
2
SFS
Shaker Financial Services
Virginia
-$4.04M
3
NMC
Nine Masts Capital
Hong Kong
-$3.02M
4
UBS Group
UBS Group
Switzerland
-$2.03M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.92M
Name Holding Trade Value Shares
Change 		Change in
Stake
Creative Planning
51
Creative Planning
Kansas
$246K +$2.7K +122 +1%
Stifel Financial
52
Stifel Financial
Missouri
$243K +$57.3K +2,595 +27%
FFG
53
Fortem Financial Group
California
$215K +$237K +10,742 New
JCM
54
Jacobi Capital Management
Pennsylvania
$163K +$6.65K +301 +4%
ANBT
55
American National Bank & Trust
Texas
$160K -$44.2K -2,000 -20%
NFG
56
Next Financial Group
Texas
$115K +$101K +4,560 +382%
AF
57
Allworth Financial
California
$72K – – –
QCIG
58
Quad-Cities Investment Group
Iowa
$70K +$23K +1,042 +43%
GWM
59
Geneos Wealth Management
Colorado
$66K +$13.7K +620 +23%
RCAG
60
Rehmann Capital Advisory Group
Michigan
$64K – – –
BFEC
61
Benjamin F. Edwards & Company
Missouri
$46K – – –
IA
62
IFP Advisors
Florida
$45K -$307K -13,891 -86%
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$45K +$49.7K +2,250 New
RE
64
RBC Europe
United Kingdom
$36.9K +$7.62K +345 +23%
AWMS
65
Advocacy Wealth Management Services
Georgia
$33K – – –
TJHA
66
Thomas J. Herzfeld Advisors
Florida
$33K +$619 +28 +2%
PB
67
Pinnacle Bancorp
Nebraska
$28K +$31K +1,404 New
AF
68
Advisornet Financial
Minnesota
$25K – – –
HNB
69
Huntington National Bank
Ohio
$24K – – –
WAM
70
Wealthspire Advisors (Maryland)
Maryland
$18K – – –
RFM
71
Royal Fund Management
Florida
$18K +$20.4K +924 New
SWM
72
SeaCrest Wealth Management
New York
$11K – – –
MSFP
73
Mark Sheptoff Financial Planning
Connecticut
$10K -$11K -500 -50%
FHB
74
First Hawaiian Bank
Hawaii
$10K – – –
PCG
75
Private Capital Group
Connecticut
$10K – – –
1 2
3
4 5

QQQX Hedge Fund Activity: Q4 2018 in Review

86 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2018, worth a combined $117M — down 27% from $160M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of QQQX and 14 opened new positions — a net loss of 1 holder — while 27 trimmed existing stakes and 30 added.

The largest buyer was Invesco, adding an estimated $1.76M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $5.43M sold.

  • 86 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2018, down from 88 in Q3 2018.
  • Funds reported $117M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2018, down 27% quarter-over-quarter.
  • 14 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2018 and 15 closed out, a net change of -1 holder.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2018 was Invesco, an estimated $1.76M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2018 was Raymond James Financial Services Advisors, an estimated $5.43M sold.

Based on aggregated 13F filings for Q4 2018.