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Nuveen NASDAQ 100 Dynamic Overwrite Fund

114 hedge funds and large institutions have $224M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2020 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 35 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 10

30% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 27

23% more funds holding

Funds holding: 93114 (+21)

13% more capital invested

Capital invested by funds: $198M → $224M (+$26.5M)

1.26% more ownership

Funds ownership: 20.54%21.8% (+1.3%)

Holders
114
Holders Change
+21
Holders Change %
+22.58%
% of All Funds
2.02%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
32
Increased
35
Reduced
27
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OC
26
Oppenheimer & Co
New York
$1.29M +$30.1K +1,215 +3%
Truist Financial
27
Truist Financial
North Carolina
$1.22M +$115K +4,663 +11%
JSMC
28
Jess S. Morgan & Co
California
$1.16M +$1.1M +44,467 New
CAN
29
Cetera Advisor Networks
California
$1.14M -$43.3K -1,751 -4%
RCA
30
Rowland Carmichael Advisors
Arizona
$1.07M +$86.3K +3,488 +9%
BAM
31
Belpointe Asset Management
Nevada
$998K -$49.5K -2,000 -5%
SI
32
Stephens Inc
Arkansas
$958K -$9K -364 -1%
SCM
33
Schnieders Capital Management
California
$911K +$260K +10,500 +43%
NA
34
NewEdge Advisors
Louisiana
$891K +$41K +1,657 +5%
Stifel Financial
35
Stifel Financial
Missouri
$819K -$4.01K -162 -0.5%
PP
36
Professional Planning
California
$809K -$4.33K -175 -0.6%
FHA
37
Flagship Harbor Advisors
Massachusetts
$754K -$51.7K -2,091 -7%
HA
38
Harborview Advisors
Maine
$719K -$14.6K -592 -2%
D
39
Diversified
Delaware
$652K +$663K +26,789 New
GC
40
Guggenheim Capital
Illinois
$639K +$608K +24,580 New
MML Investors Services
41
MML Investors Services
Massachusetts
$607K +$19.8K +802 +4%
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$604K -$42.4K -1,714 -7%
WS
43
Wedbush Securities
California
$561K -$6.6K -267 -1%
FAM
44
Formidable Asset Management
Ohio
$551K +$532K +21,499 New
CFGS
45
Concourse Financial Group Securities
Alabama
$516K +$48.6K +1,964 +11%
PAG
46
Private Advisor Group
New Jersey
$427K -$8.9K -360 -2%
CIBC Private Wealth Group
47
CIBC Private Wealth Group
Georgia
$425K +$404K +16,332 New
CFA
48
Capstone Financial Advisors
Illinois
$391K +$3.34K +135 +0.9%
HL
49
HeadInvest LLC
Maine
$385K +$68.5K +2,770 +23%
WGA
50
Weather Gauge Advisory
Virginia
$365K +$99 +4 +0%

QQQX Hedge Fund Activity: Q4 2020 in Review

114 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q4 2020, worth a combined $224M — up 13% from $198M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new QQQX positions and 10 closed out — a net gain of 22 holders — while 35 added to existing stakes and 27 trimmed.

The largest buyer was Nan Shan Life Insurance, adding an estimated $5.06M. The largest seller was Advisors Asset Management, cutting an estimated $1.84M.

  • 114 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q4 2020, up from 93 in Q3 2020.
  • Funds reported $224M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q4 2020, up 13% quarter-over-quarter.
  • 32 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q4 2020 and 10 closed out, a net change of +22 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q4 2020 was Nan Shan Life Insurance, an estimated $5.06M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q4 2020 was Advisors Asset Management, an estimated $1.84M sold.

Based on aggregated 13F filings for Q4 2020.