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Nuveen NASDAQ 100 Dynamic Overwrite Fund

93 hedge funds and large institutions have $198M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2020 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 30 increasing their positions, 29 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 10

13% more capital invested

Capital invested by funds: $174M → $198M (+$23.5M)

2% more funds holding

Funds holding: 9193 (+2)

1.44% more ownership

Funds ownership: 19.1%20.54% (+1.4%)

3% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 29

Holders
93
Holders Change
+2
Holders Change %
+2.2%
% of All Funds
1.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
30
Reduced
29
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BAM
26
Belpointe Asset Management
Nevada
$982K -$30.9K -1,250 -3%
RCA
27
Rowland Carmichael Advisors
Arizona
$917K +$116K +4,698 +14%
SI
28
Stephens Inc
Arkansas
$905K -$15.7K -635 -2%
NA
29
NewEdge Advisors
Louisiana
$793K +$53.5K +2,161 +7%
Stifel Financial
30
Stifel Financial
Missouri
$771K +$79.2K +3,198 +11%
PP
31
Professional Planning
California
$761K -$128K -5,187 -14%
FHA
32
Flagship Harbor Advisors
Massachusetts
$756K +$43.2K +1,745 +6%
RICHC
33
Renaissance Investment Consultants Holding Company
Pennsylvania
$732K +$40.7K +1,645 +6%
HA
34
Harborview Advisors
Maine
$687K -$144K -5,823 -17%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$607K +$50.9K +2,056 +9%
SCM
36
Schnieders Capital Management
California
$597K -$24.8K -1,000 -4%
WP
37
WealthShield Partners
North Carolina
$581K +$591K +23,857 New
MML Investors Services
38
MML Investors Services
Massachusetts
$549K +$74.8K +3,019 +15%
WS
39
Wedbush Securities
California
$531K -$269K -10,848 -33%
KWM
40
Kingsview Wealth Management
Oregon
$455K +$72.3K +2,920 +19%
CFGS
41
Concourse Financial Group Securities
Alabama
$442K +$19.2K +775 +5%
PAG
42
Private Advisor Group
New Jersey
$409K +$116K +4,665 +38%
SWP
43
Stratos Wealth Partners
Ohio
$383K +$569 +23 +0.1%
CFA
44
Capstone Financial Advisors
Illinois
$362K +$369K +14,890 New
IAIM
45
International Assets Investment Management
Florida
$344K -$31K -1,252 -8%
WGA
46
Weather Gauge Advisory
Virginia
$342K +$99 +4 +0%
SFS
47
Shaker Financial Services
Virginia
$340K -$25.2K -1,019 -7%
APA
48
American Portfolios Advisors
New York
$322K
HighTower Advisors
49
HighTower Advisors
Illinois
$319K -$792 -32 -0.2%
AIM
50
Aspen Investment Management
Michigan
$310K

QQQX Hedge Fund Activity: Q3 2020 in Review

93 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2020, worth a combined $198M — up 13% from $174M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new QQQX positions and 10 closed out — a net gain of 3 holders — while 30 added to existing stakes and 29 trimmed.

The largest buyer was Wells Fargo, adding an estimated $8.82M. The largest seller was Royal Bank of Canada, cutting an estimated $1.43M.

  • 93 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2020, up from 91 in Q2 2020.
  • Funds reported $198M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2020, up 13% quarter-over-quarter.
  • 13 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2020 and 10 closed out, a net change of +3 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2020 was Wells Fargo, an estimated $8.82M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2020 was Royal Bank of Canada, an estimated $1.43M sold.

Based on aggregated 13F filings for Q3 2020.