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Prospect Capital
PSEC

Overview Fund Activity

227 hedge funds and large institutions have $623M invested in Prospect Capital in 2014 Q2 according to their latest regulatory filings, with 46 funds opening new positions, 106 increasing their positions, 48 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
227
Holders Change
-27
Holders Change %
-10.63%
% of All Funds
6.53%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
46
Increased
106
Reduced
48
Closed
73
Calls
$3.63M
Puts
$12.5M
Net Calls
-$8.91M
Net Calls Change
-$6.26M

Top Buyers

1
U
1
UBS
Switzerland
$59.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$40.7M
3
PP
3
Paloma Partners
Connecticut
$14.3M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$11.3M
5
Deutsche Bank
5
Deutsche Bank
Germany
$21.3M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
State Street
2
State Street
Massachusetts
$5.92M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
BIT
4
BlackRock Institutional Trust
California
$1.27M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$2.35M
Name Holding Trade Value Shares
Change 		Shares
Change %
CL
151
CPWM LLC
Washington
$282K -$1.59K -150 -0.6%
FFA
152
First Foundation Advisors
California
$266K +$139K +13,071 +109%
FMBTD
153
First Midwest Bank Trust Division
Illinois
$255K +$9.13K +860 +4%
ICAS
154
Investors Capital Advisory Services
Massachusetts
$254K +$74.4K +7,023 +41%
HSA
155
HBK Sorce Advisory
Pennsylvania
$249K +$18.3K +1,725 +8%
NCMW
156
Northern Capital Management (Wisconsin)
Wisconsin
$238K -$35.6K -3,350 -13%
California Public Employees Retirement System
157
California Public Employees Retirement System
California
$228K +$228K +21,500 New
PGH
158
Partners Group Holding
Switzerland
$225K -$21.2K -2,000 -9%
RJT
159
Raymond James Trust
Florida
$224K +$22.3K +2,100 +11%
DC
160
Deere & Company
Illinois
$222K – – –
CL
161
CSS LLC
Illinois
$214K +$214K +20,155 New
SLG
162
Stanley-Laman Group
Pennsylvania
$213K +$213K +20,070 New
WMC
163
Westwood Management Corporation
Illinois
$212K +$212K +20,000 New
AG
164
Aperio Group
California
$209K -$137K -12,901 -40%
IRS
165
Invictus RG (Singapore)
Singapore
$184K +$81.2K +7,653 +79%
JPMorgan Chase & Co
166
JPMorgan Chase & Co
New York
$182K -$5.59M -524,601 -97%
GAM
167
Gotham Asset Management
New York
$182K +$182K +17,168 New
EFS
168
Essex Financial Services
Connecticut
$174K +$44.6K +4,195 +34%
PTC
169
Private Trust Company
Ohio
$169K – – –
ICM
170
IMS Capital Management
Oregon
$169K +$51.5K +4,850 +44%
CFA
171
Cahill Financial Advisors
Minnesota
$166K -$22.7K -2,123 -12%
FMW
172
Farr Miller & Washington
District of Columbia
$159K +$159K +15,000 New
NG
173
NatWest Group
United Kingdom
$150K -$19.3K -1,811 -11%
Bank of Montreal
174
Bank of Montreal
Ontario, Canada
$149K -$771K -72,520 -84%
DAM
175
Delta Asset Management
Tennessee
$149K – – –
5 6
7
8 9