CPWM LLC’s Prospect Capital PSEC Stock Holding History

CPWM LLC’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-25,532	Closed	-$253K	–	171
2014 Q3	$253K	Sell	25,532 -1,000	-4%	-$10.5K	0.09%	106
2014 Q2	$282K	Sell	26,532 -150	-0.6%	-$1.56K	0.1%	93
2014 Q1	$288K	Buy	+26,682	New	+$295K	0.11%	88

Other funds holding PSEC

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

CPWM LLC's PSEC Position: Q4 2014 in Review

CPWM LLC sold out of Prospect Capital (PSEC) in Q4 2014, closing a stake of 25,532 shares — an estimated $253K sold.

CPWM LLC first reported a position in PSEC in Q1 2014 and held it in 3 quarters. The position peaked at $288K in Q1 2014. 219 funds tracked by Wall St. Rank hold PSEC as of Q4 2014.

CPWM LLC reported no remaining Prospect Capital position as of Q4 2014 after selling out during the quarter.
CPWM LLC sold 25,532 Prospect Capital shares in Q4 2014, an estimated $253K.
CPWM LLC first reported a position in Prospect Capital in Q1 2014 and held it in 3 quarters.
CPWM LLC's Prospect Capital position peaked at $288K in Q1 2014.
219 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2014.

Based on CPWM LLC's 13F filing for Q4 2014, filed 9 Jun 2017.