CSS LLC’s Prospect Capital PSEC Stock Holding History

CSS LLC’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-13,355	Closed	-$132K	–	836
2014 Q3	$132K	Sell	13,355 -6,800	-34%	-$71.7K	0.01%	694
2014 Q2	$214K	Buy	+20,155	New	+$210K	0.01%	634

Other funds holding PSEC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

CSS LLC's PSEC Position: Q4 2014 in Review

CSS LLC sold out of Prospect Capital (PSEC) in Q4 2014, closing a stake of 13,355 shares — an estimated $132K sold.

CSS LLC first reported a position in PSEC in Q2 2014 and held it in 2 quarters. The position peaked at $214K in Q2 2014. 219 funds tracked by Wall St. Rank hold PSEC as of Q4 2014.

CSS LLC reported no remaining Prospect Capital position as of Q4 2014 after selling out during the quarter.
CSS LLC sold 13,355 Prospect Capital shares in Q4 2014, an estimated $132K.
CSS LLC first reported a position in Prospect Capital in Q2 2014 and held it in 2 quarters.
CSS LLC's Prospect Capital position peaked at $214K in Q2 2014.
219 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2014.

Based on CSS LLC's 13F filing for Q4 2014, filed 17 Feb 2015.