HBK Sorce Advisory’s Prospect Capital PSEC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-26,820	Closed	-$266K	–	206
2014 Q3	$266K	Buy	26,820 +3,375	+14%	+$33.5K	0.1%	137
2014 Q2	$249K	Buy	23,445 +1,725	+8%	+$18.3K	0.09%	158
2014 Q1	$235K	Buy	+21,720	New	+$235K	0.09%	161