PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

218 hedge funds and large institutions have $517M invested in Prospect Capital in 2017 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 70 increasing their positions, 69 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
218
Holders Change
+6
Holders Change %
+2.83%
% of All Funds
5.44%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
31
Increased
70
Reduced
69
Closed
21
Calls
$5.66M
Puts
$50.9M
Net Calls
-$45.3M
Net Calls Change
+$9.65M

Top Buyers

1
MC
1
Muzinich & Co
New York
$109M
2
BlackRock
2
BlackRock
New York
$22.4M
3
PAM
3
Panagora Asset Management
Massachusetts
$9.98M
4
California Public Employees Retirement System
4
California Public Employees Retirement System
California
$6.75M
5
LSV Asset Management
5
LSV Asset Management
Illinois
$16.1M

Top Sellers

1
AM
1
Ares Management
California
$0
2
AFG
2
American Financial Group
Ohio
$0
3
UBS Group
3
UBS Group
Switzerland
$5.2M
4
MIAN
4
Mariner Independent Advisor Network
Kansas
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$15.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
Northern Trust
126
Northern Trust
Illinois
$250K -$14.4K -1,587 -5%
SFS
127
Sowell Financial Services
Arkansas
$246K +$76.9K +9,100 +46%
RhumbLine Advisers
128
RhumbLine Advisers
Massachusetts
$242K +$589 +65 +0.2%
Manulife (Manufacturers Life Insurance)
129
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$231K -$10.5K -1,158 -4%
B
130
BancorpSouth
Mississippi
$226K – – –
HAG
131
HighPoint Advisor Group
Illinois
$222K -$1.4M -22,747 -86%
SWP
132
Stratos Wealth Partners
Ohio
$206K – – –
RCA
133
Rowland Carmichael Advisors
Arizona
$205K – – –
Squarepoint
134
Squarepoint
New York
$204K +$204K +22,600 New
AWA
135
Arete Wealth Advisors
Illinois
$202K +$45K +4,972 +29%
FDCDDQ
136
Federation des caisses Desjardins du Quebec
Quebec, Canada
$193K +$193K +21,300 New
HighTower Advisors
137
HighTower Advisors
Illinois
$189K +$17.7K +1,945 +10%
CIA
138
Capital Investment Advisors
Georgia
$188K – – –
IAA
139
Independent Advisor Alliance
North Carolina
$187K +$145 +16 +0.1%
RJT
140
Raymond James Trust
Florida
$181K – – –
JPMorgan Chase & Co
141
JPMorgan Chase & Co
New York
$180K -$50.2K -5,553 -22%
ICA
142
Infrastructure Capital Advisors
New York
$179K +$179K +19,835 New
WP
143
WealthSource Partners
California
$168K -$9.03K -1,000 -5%
PCMC
144
Paragon Capital Management (Colorado)
Colorado
$168K +$168K +18,577 New
Sumitomo Mitsui Trust Group
145
Sumitomo Mitsui Trust Group
Japan
$164K +$9.24K +1,023 +6%
DTL
146
Dynamic Technology Lab
Singapore
$164K +$164K +18,114 New
ASN
147
Advisory Services Network
Georgia
$159K +$159K +17,636 New
Nomura Holdings
148
Nomura Holdings
Japan
$158K +$158K +17,501 New
CIM
149
Contravisory Investment Management
Massachusetts
$142K – – –
MF
150
Magnetar Financial
Illinois
$142K +$142K +15,721 New
4 5
6
7 8