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Prospect Capital

212 hedge funds and large institutions have $434M invested in Prospect Capital in 2016 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 74 increasing their positions, 62 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
212
Holders Change
-4
Holders Change %
-1.85%
% of All Funds
5.31%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
29
Increased
74
Reduced
62
Closed
28
Calls
$2.3M
Puts
$57.2M
Net Calls
-$54.9M
Net Calls Change
+$1.98M
Name Holding Trade Value Shares
Change
Shares
Change %
RhumbLine Advisers
126
RhumbLine Advisers
Massachusetts
$223K +$223K +26,656 New
Janney Montgomery Scott
127
Janney Montgomery Scott
Pennsylvania
$222K -$8.07K -964 -4%
JPMorgan Chase & Co
128
JPMorgan Chase & Co
New York
$213K
B
129
BancorpSouth
Mississippi
$209K
RCM
130
Radcliffe Capital Management
Pennsylvania
$200K
SWP
131
Stratos Wealth Partners
Ohio
$191K +$5.05K +603 +3%
RCA
132
Rowland Carmichael Advisors
Arizona
$190K
SFS
133
Sowell Financial Services
Arkansas
$188K +$188K +20,000 New
NL
134
NWAM LLC
Washington
$185K +$29.1K +3,488 +19%
IAA
135
Independent Advisor Alliance
North Carolina
$178K +$178K +20,637 New
CIA
136
Capital Investment Advisors
Georgia
$173K -$13.3K -1,600 -7%
RJT
137
Raymond James Trust
Florida
$168K
WP
138
WealthSource Partners
California
$164K
Wolverine Trading
139
Wolverine Trading
Illinois
$162K -$148K -17,676 -48%
HighTower Advisors
140
HighTower Advisors
Illinois
$157K -$1.27M -152,098 -89%
LA
141
Lucus Advisors
New York
$156K -$248K -29,612 -61%
JWM
142
Janiczek Wealth Management
Colorado
$150K +$150K +18,000 New
AWA
143
Arete Wealth Advisors
Illinois
$145K -$29.2K -3,497 -17%
Sumitomo Mitsui Trust Group
144
Sumitomo Mitsui Trust Group
Japan
$143K +$15.6K +1,866 +12%
CIAS
145
Capital Investment Advisory Services
North Carolina
$141K +$141K +16,892 New
KeyBank National Association
146
KeyBank National Association
Ohio
$135K -$44.1K -5,300 -25%
BCAM
147
Boston Common Asset Management
Massachusetts
$135K +$135K +16,207 New
CIM
148
Contravisory Investment Management
Massachusetts
$131K +$131K +15,742 New
KCM
149
Kempner Capital Management
Texas
$130K
Prudential Financial
150
Prudential Financial
New Jersey
$129K -$25.8K -3,100 -17%