Radcliffe Capital Management’s Prospect Capital PSEC Stock Holding History

Radcliffe Capital Management’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-24,000	Closed	-$200K	–	27
2016 Q4	$200K	Hold	24,000	–	–	0.04%	24
2016 Q3	$194K	Hold	24,000	–	–	0.05%	24
2016 Q2	$188K	Hold	24,000	–	–	0.05%	26
2016 Q1	$174K	Hold	24,000	–	–	0.03%	28
2015 Q4	$168K	Buy	+24,000	New	+$174K	0.03%	24
2015 Q3	–	Hold	0	–	–	–	25

Other funds holding PSEC

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

PAM

Panagora Asset Management Boston, Massachusetts $26.7B AUM 36.4% 1-Year Est. Return

Radcliffe Capital Management's PSEC Position: Q1 2017 in Review

Radcliffe Capital Management sold out of Prospect Capital (PSEC) in Q1 2017, closing a stake of 24,000 shares — an estimated $200K sold.

Radcliffe Capital Management first reported a position in PSEC in Q4 2015 and held it in 5 quarters. The position peaked at $200K in Q4 2016. 218 funds tracked by Wall St. Rank hold PSEC as of Q1 2017.

Radcliffe Capital Management reported no remaining Prospect Capital position as of Q1 2017 after selling out during the quarter.
Radcliffe Capital Management sold 24,000 Prospect Capital shares in Q1 2017, an estimated $200K.
Radcliffe Capital Management first reported a position in Prospect Capital in Q4 2015 and held it in 5 quarters.
Radcliffe Capital Management's Prospect Capital position peaked at $200K in Q4 2016.
218 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2017.

Based on Radcliffe Capital Management's 13F filing for Q1 2017, filed 15 May 2017.