NL
PSEC icon

NWAM LLC’s Prospect Capital PSEC Stock Holding History

NWAM LLC’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-18,125
Closed -$122K – 338
2017
Q3 		$122K Buy
18,125
+1,300
+8% +$9.75K 0.03% 310
2017
Q2 		$137K Buy
16,825
+2,700
+19% +$23.2K 0.02% 303
2017
Q1 		$128K Sell
14,125
-8,029
-36% -$72K 0.04% 294
2016
Q4 		$185K Buy
22,154
+3,488
+19% +$28K 0.06% 262
2016
Q3 		$151K Sell
18,666
-1,621
-8% -$13.4K 0.01% 265
2016
Q2 		$159K Buy
20,287
+7,237
+55% +$54.5K 0.06% 233
2016
Q1 		$95K Buy
+13,050
New +$86.7K 0.04% 238

Other funds holding PSEC

MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return
AP
AHL Partners London, United Kingdom $6.41B AUM 23.14% 1-Year Est. Return

NWAM LLC's PSEC Position: Q4 2017 in Review

NWAM LLC sold out of Prospect Capital (PSEC) in Q4 2017, closing a stake of 18,125 shares — an estimated $122K sold.

NWAM LLC first reported a position in PSEC in Q1 2016 and held it in 7 quarters. The position peaked at $185K in Q4 2016. 221 funds tracked by Wall St. Rank hold PSEC as of Q4 2017.

  • NWAM LLC reported no remaining Prospect Capital position as of Q4 2017 after selling out during the quarter.
  • NWAM LLC sold 18,125 Prospect Capital shares in Q4 2017, an estimated $122K.
  • NWAM LLC first reported a position in Prospect Capital in Q1 2016 and held it in 7 quarters.
  • NWAM LLC's Prospect Capital position peaked at $185K in Q4 2016.
  • 221 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2017.

Based on NWAM LLC's 13F filing for Q4 2017, filed 7 Feb 2018.