We are live on ! Find out more
PSEC icon

Prospect Capital

217 hedge funds and large institutions have $302M invested in Prospect Capital in 2016 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 62 increasing their positions, 77 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 23

5% more funds holding

Funds holding: 206217 (+11)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

13% less capital invested

Capital invested by funds: $346M → $302M (-$43.8M)

19% less repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 77

79% less call options, than puts

Call options by funds: $8.94M | Put options by funds: $41.7M

Holders
217
Holders Change
+11
Holders Change %
+5.34%
% of All Funds
5.78%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
36
Increased
62
Reduced
77
Closed
23
Calls
$8.94M
Puts
$41.7M
Net Calls
-$32.8M
Net Calls Change
-$23.8M
Name Holding Trade Value Shares
Change
Change in
Stake
CIA
126
Capital Investment Advisors
Georgia
$216K -$28.4K -4,275 -13%
RPA
127
Rock Point Advisors
Vermont
$213K -$959K -144,390 -83%
ACP
128
Aviance Capital Partners
Florida
$211K -$5.32K -800 -3%
EFS
129
Essex Financial Services
Connecticut
$206K +$36.2K +5,445 +24%
FMBTD
130
First Midwest Bank Trust Division
Illinois
$202K -$598 -90 -0.3%
AWMS
131
Advocacy Wealth Management Services
Georgia
$193K -$193K -29,050 -52%
RIA
132
Regal Investment Advisors
Michigan
$191K -$2.8K -422 -2%
DC
133
Deere & Company
Illinois
$189K -$46.6K -7,006 -21%
JP Morgan Chase
134
JP Morgan Chase
New York
$185K -$59.2K -8,915 -26%
WP
135
WealthSource Partners
California
$182K +$167K +25,100 New
California Public Employees Retirement System
136
California Public Employees Retirement System
California
$178K
PAG
137
Private Advisor Group
New Jersey
$176K +$8.71K +1,311 +6%
Janney Montgomery Scott
138
Janney Montgomery Scott
Pennsylvania
$174K -$27.2K -4,088 -15%
RCM
139
Radcliffe Capital Management
Pennsylvania
$174K
AWA
140
Arete Wealth Advisors
Illinois
$170K +$16.6K +2,500 +12%
Walleye Trading
141
Walleye Trading
New York
$169K +$154K +23,193 New
RCA
142
Rowland Carmichael Advisors
Arizona
$165K +$151K +22,710 New
Lido Advisors
143
Lido Advisors
California
$152K +$139K +20,968 New
DTL
144
Dynamic Technology Lab
Singapore
$150K +$137K +20,591 New
RJT
145
Raymond James Trust
Florida
$145K
Prudential Financial
146
Prudential Financial
New Jersey
$135K
SMH
147
Sanders Morris Harris
Texas
$134K +$1.01M +151,867 New
VFA
148
Voya Financial Advisors
Connecticut
$130K -$8.68K -1,306 -7%
Manulife (Manufacturers Life Insurance)
149
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$126K +$51.4K +7,729 +78%
WEC
150
Winslow Evans & Crocker
Massachusetts
$119K -$92.7K -13,956 -46%

PSEC Hedge Fund Activity: Q1 2016 in Review

217 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q1 2016, worth a combined $302M — down 13% from $346M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new PSEC positions and 23 closed out — a net gain of 13 holders — while 62 added to existing stakes and 77 trimmed.

The largest buyer was Barclays, opening a new position worth an estimated $6.65M. The largest seller was Deutsche Bank, cutting an estimated $6.52M.

  • 217 institutional investors held Prospect Capital (PSEC) as of Q1 2016, up from 206 in Q4 2015.
  • Funds reported $302M of Prospect Capital stock for Q1 2016, down 13% quarter-over-quarter.
  • 36 funds opened new Prospect Capital positions in Q1 2016 and 23 closed out, a net change of +13 holders.
  • The largest Prospect Capital buyer in Q1 2016 was Barclays, an estimated $6.65M added.
  • The largest Prospect Capital seller in Q1 2016 was Deutsche Bank, an estimated $6.52M sold.

Based on aggregated 13F filings for Q1 2016.