Sanders Morris Harris’s Prospect Capital PSEC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,136	Closed	-$1.11M	–	150
2016 Q3	$1.11M	Sell	1,136 -134,521	-99%	-$131M	0.34%	50
2016 Q2	$1.06M	Sell	135,657 -16,210	-11%	-$127K	0.25%	91
2016 Q1	$134K	Buy	+151,867	New	+$134K	0.02%	295