SMH
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Sanders Morris Harris’s Prospect Capital PSEC Stock Holding History

Sanders Morris Harris’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-1,136
Closed -$1.11M – 150
2016
Q3 		$1.11M Sell
1,136
-134,521
-99% -$1.11M 0.34% 50
2016
Q2 		$1.06M Sell
135,657
-16,210
-11% -$122K 0.25% 91
2016
Q1 		$134K Buy
+151,867
New +$1.01M 0.02% 295

Other funds holding PSEC

MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
BG
BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
JMPWA
JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Sanders Morris Harris's PSEC Position: Q4 2016 in Review

Sanders Morris Harris sold out of Prospect Capital (PSEC) in Q4 2016, closing a stake of 1,136 shares — an estimated $1.11M sold.

Sanders Morris Harris first reported a position in PSEC in Q1 2016 and held it in 3 quarters. The position peaked at $1.11M in Q3 2016. 212 funds tracked by Wall St. Rank hold PSEC as of Q4 2016.

  • Sanders Morris Harris reported no remaining Prospect Capital position as of Q4 2016 after selling out during the quarter.
  • Sanders Morris Harris sold 1,136 Prospect Capital shares in Q4 2016, an estimated $1.11M.
  • Sanders Morris Harris first reported a position in Prospect Capital in Q1 2016 and held it in 3 quarters.
  • Sanders Morris Harris's Prospect Capital position peaked at $1.11M in Q3 2016.
  • 212 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2016.

Based on Sanders Morris Harris's 13F filing for Q4 2016, filed 24 Jan 2017.