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SMH
Sanders Morris Harris Portfolio holdings
AUM
$755M
Turnover
78.42%
1-Year Est. Return
11.28%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+11.28%
3 Year Est. Return
+85.78%
5 Year Est. Return
+88.37%
10 Year Est. Return
+253.31%
AUM
$755M
AUM Growth
+$583M
(+338%)
Cap. Flow
+$580M
Cap. Flow % of AUM
Cap. Flow %
76.78%
Top 10 Holdings %
Top 10 Hldgs %
35.17%
Holding
329
New
254
Increased
41
Reduced
12
Closed
4
Avg Time Held
0.1
years
Top 10 Avg Time Held
0.2
years
Top 20 Avg Time Held
0.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$32.3M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$31.6M |
| 3 |
Enterprise Products Partners
EPD
|
+$29.1M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$23.5M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$19.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackstone
BX
|
+$3.72M |
| 2 |
Capital Southwest
CSWC
|
+$2.28M |
| 3 |
HONA
Honeywell Aerospace
HONA
|
+$1.44M |
| 4 |
Charles Schwab
SCHW
|
+$632K |
| 5 |
Reservoir Media
RSVR
|
+$539K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.99% |
| 2 | Miscellaneous | 24.74% |
| 3 | Financials | 15.4% |
| 4 | Energy | 8.53% |
| 5 | Healthcare | 6.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
NVIDIA
NVDA
$5.25T
| $40.4M | 5.35% |
177,086
+150,503
| +566% | +$32.3M |
2026 Q1
2 quarters
|
|
2
Apple
AAPL
$5.01T
| $35.6M | 4.71% |
105,948
+48,347
| +84% | +$15.5M |
2026 Q1
2 quarters
|
|
3
MSC Income Fund Inc
MSIF
$520M
| $35.5M | 4.7% |
2,908,143
+644,717
| +28% | +$7.76M |
2026 Q1
2 quarters
|
|
|
4
Invesco QQQ Trust
QQQ
$486B
| $32.8M | 4.35% |
+44,153
| New | +$31.6M |
2026 Q3
0 quarters
|
|
|
5
Enterprise Products Partners
EPD
$79.4B
| $28.1M | 3.71% |
+763,555
| New | +$29.1M |
2026 Q3
0 quarters
|
|
|
6
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
| $22.2M | 2.94% |
+285,000
| New | +$23.5M |
2026 Q3
0 quarters
|
|
7
Advanced Micro Devices
AMD
$881B
| $21.6M | 2.86% |
35,272
+31,105
| +746% | +$16M |
2026 Q1
2 quarters
|
|
|
8
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
| $18.9M | 2.5% |
+89,641
| New | +$19.4M |
2026 Q3
0 quarters
|
|
|
9
Capital Southwest
CSWC
$1.43B
| $15.4M | 2.04% |
665,694
-94,298
| -12% | -$2.28M |
2026 Q1
2 quarters
|
|
10
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.6B
| $15.1M | 2% |
+22,988
| New | +$15.8M |
2026 Q3
0 quarters
|
|
11
Lam Research
LRCX
$343B
| $13.9M | 1.85% |
+42,420
| New | +$13.2M |
2026 Q3
0 quarters
|
|
12
ExxonMobil
XOM
$735B
| $12.9M | 1.7% |
80,143
+108
| +0.1% | +$16.9K |
2026 Q1
2 quarters
|
|
13
Vanguard Total International Stock ETF
VXUS
$160B
| $11.6M | 1.54% |
+134,296
| New | +$11.5M |
2026 Q3
0 quarters
|
|
14
Main Street Capital
MAIN
$4.94B
| $11M | 1.45% |
198,923
-636
| -0.3% | -$35.6K |
2026 Q1
2 quarters
|
|
|
15
Blackstone
BX
$85.6B
| $11M | 1.45% |
93,487
-28,461
| -23% | -$3.72M |
2026 Q1
2 quarters
|
|
16
Alerian MLP ETF
AMLP
$12.6B
| $10.3M | 1.36% |
+193,900
| New | +$10.6M |
2026 Q3
0 quarters
|
|
17
iShares Russell 2000 Value ETF
IWN
$13.5B
| $10M | 1.33% |
+47,871
| New | +$10.6M |
2026 Q3
0 quarters
|
|
18
Philip Morris
PM
$316B
| $9.9M | 1.31% |
52,001
+15,701
| +43% | +$2.97M |
2026 Q1
2 quarters
|
|
19
Cintas
CTAS
$84.4B
| $9.6M | 1.27% |
+48,969
| New | +$9.7M |
2026 Q3
0 quarters
|
|
20
Eli Lilly
LLY
$1.12T
| $9.2M | 1.22% |
7,821
+1,623
| +26% | +$1.92M |
2026 Q1
2 quarters
|
|
21
Goldman Sachs
GS
$255B
| $9.13M | 1.21% |
+10,144
| New | +$10.4M |
2026 Q3
0 quarters
|
|
22
Broadcom
AVGO
$1.6T
| $9.13M | 1.21% |
+25,969
| New | +$9.8M |
2026 Q3
0 quarters
|
|
23
Invesco NASDAQ 100 ETF
QQQM
$108B
| $7.81M | 1.03% |
+25,477
| New | +$7.5M |
2026 Q3
0 quarters
|
|
24
Microsoft
MSFT
$3.97T
| $7.13M | 0.94% |
13,874
+8,986
| +184% | +$4.16M |
2026 Q1
2 quarters
|
|
25
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.9B
| $6.84M | 0.91% |
+86,749
| New | +$7.01M |
2026 Q3
0 quarters
|
|
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Sanders Morris Harris's Q3 2026 Portfolio in Review
As of Q3 2026, Sanders Morris Harris held 329 positions worth $755M, up 338% from $172M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Sanders Morris Harris deployed $580M of net new capital in Q3 2026, opening 254 new positions and adding to 41 existing holdings. Its largest new stake was Invesco QQQ Trust: 44,153 shares worth $32.8M.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 17% a quarter earlier, followed by Miscellaneous and Financials.
On the sell side, the largest reduction was Blackstone, an estimated $3.72M trimmed.
- Sanders Morris Harris's largest Q3 2026 buy was Invesco QQQ Trust: 44,153 shares worth $32.8M.
- Sanders Morris Harris added most to NVIDIA in Q3 2026, an estimated $32.3M increase.
- Sanders Morris Harris's biggest Q3 2026 reduction was Blackstone, cutting an estimated $3.72M.
- Sanders Morris Harris fully exited Honeywell Aerospace in Q3 2026, selling an estimated $1.44M.
- Sanders Morris Harris's ten largest holdings make up 35% of its $755M portfolio in Q3 2026.
- Sanders Morris Harris opened 254 new positions and closed 4 in Q3 2026.
- Sanders Morris Harris's portfolio value rose 338% quarter-over-quarter to $755M.
Based on Sanders Morris Harris's 13F filing for Q3 2026, filed 14 Oct 2026.