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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-5.24%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$408M
AUM Growth
-$48.8M
Cap. Flow
-$19.4M
Cap. Flow %
-4.76%
Top 10 Hldgs %
48.74%
Holding
319
New
31
Increased
34
Reduced
34
Closed
27

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$17.9M
2
BX icon
Blackstone
BX
+$11M
3
F icon
Ford
F
+$9.76M
4
NVDA icon
NVIDIA
NVDA
+$8.32M
5
ZTS icon
Zoetis
ZTS
+$4.57M

Top Sells

Rank Stock Value
1
VYGG
Vy Global Growth
VYGG
+$22.8M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$10.6M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$10.5M
4
ROCLU
Roth CH Acquisition V Co. Unit
ROCLU
+$9.86M
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$7.39M

Sector Composition

Rank Sector Weight
1 Financials 21.82%
2 Technology 16.12%
3 Healthcare 13.58%
4 Energy 8.86%
5 Consumer Discretionary 4.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$460B
$68.2M 16.7%
255,146
+59,182
+30% +$17.9M
BX icon
2
Blackstone
BX
$99.6B
$44.6M 10.93%
532,419
+113,314
+27% +$11M
AAPL icon
3
Apple
AAPL
$4.72T
$18.4M 4.5%
130,813
+8,375
+7% +$1.31M
EPD icon
4
Enterprise Products Partners
EPD
$83.9B
$13.9M 3.4%
584,390
+236
+0% +$6.09K
CSWC icon
5
Capital Southwest
CSWC
$1.46B
$12.1M 2.97%
716,139
+900
+0.1% +$17.3K
ARKK icon
6
ARK Innovation ETF
ARKK
$6.05B
$9.47M 2.32%
250,957
+45,582
+22% +$2.03M
NVDA icon
7
NVIDIA
NVDA
$5.06T
$8.98M 2.2%
716,920
+526,380
+276% +$8.32M
ROCGU
8
DELISTED
Roth CH Acquisition IV Co. Unit
ROCGU
$8.06M 1.97%
804,518
-4,000
-0.5% -$40.2K
F icon
9
Ford
F
$56.4B
$7.81M 1.91%
+697,400
New +$9.76M
MAIN icon
10
Main Street Capital
MAIN
$4.94B
$7.46M 1.83%
221,867
-30,653
-12% -$1.26M
ELAN icon
11
Elanco Animal Health
ELAN
$12.4B
$7.42M 1.82%
597,800
+157,300
+36% +$2.75M
CTAS icon
12
Cintas
CTAS
$81.3B
$4.95M 1.21%
49,428
– –
RSVR icon
13
Reservoir Media
RSVR
$691M
$4.92M 1.21%
1,009,038
+41,711
+4% +$267K
PR
14
Permian Resources
PR
$17.9B
$4.56M 1.12%
+606,656
New +$4.19M
ZTS icon
15
Zoetis
ZTS
$31.3B
$4.14M 1.01%
+27,322
New +$4.57M
XOM icon
16
ExxonMobil
XOM
$650B
$4M 0.98%
45,857
+28,671
+167% +$2.62M
BRK.A icon
17
Berkshire Hathaway Class A
BRK.A
$1.06T
$3.71M 0.91%
9
– –
MSFT icon
18
Microsoft
MSFT
$2.83T
$3.57M 0.87%
15,035
-7
-0% -$1.85K
SUMO
19
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
$3.54M 0.87%
478,179
-12,962
-3% -$103K
NXPI icon
20
NXP Semiconductors
NXPI
$70B
$3.41M 0.84%
+22,454
New +$3.76M
NOW icon
21
ServiceNow
NOW
$95.1B
$3.41M 0.83%
43,500
+40,000
+1,143% +$3.6M
LLY icon
22
Eli Lilly
LLY
$1.06T
$3.23M 0.79%
9,996
-4
-0% -$1.27K
ABBV icon
23
AbbVie
ABBV
$454B
$3.18M 0.78%
23,096
-62
-0.3% -$8.9K
WBA
24
DELISTED
Walgreens Boots Alliance
WBA
$2.86M 0.7%
90,248
+32,000
+55% +$1.19M
BMY icon
25
Bristol-Myers Squibb
BMY
$126B
$2.79M 0.68%
39,364
-137
-0.3% -$9.94K
1
2 3 4 5

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
PWM
Peterson Wealth Management Sparks, Nevada $172M AUM 22.85% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
PSC
Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM

Sanders Morris Harris's Q3 2022 Portfolio in Review

As of Q3 2022, Sanders Morris Harris held 319 positions worth $408M, down 11% from $457M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sanders Morris Harris withdrew a net $19.4M in Q3 2022, closing 27 positions and reducing 34 holdings. Its most notable exit was Vy Global Growth, an estimated $22.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 25% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Ford worth $7.81M.

  • Sanders Morris Harris's largest Q3 2022 buy was Ford: 697,400 shares worth $7.81M.
  • Sanders Morris Harris added most to Invesco QQQ Trust in Q3 2022, an estimated $17.9M increase.
  • Sanders Morris Harris's biggest Q3 2022 reduction was FIGS, cutting an estimated $4.82M.
  • Sanders Morris Harris fully exited Vy Global Growth in Q3 2022, selling an estimated $22.8M.
  • Sanders Morris Harris's ten largest holdings make up 49% of its $408M portfolio in Q3 2022.
  • Sanders Morris Harris opened 31 new positions and closed 27 in Q3 2022.
  • Sanders Morris Harris's portfolio value fell 11% quarter-over-quarter to $408M.

Based on Sanders Morris Harris's 13F filing for Q3 2022, filed 7 Oct 2022.