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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$578M
AUM Growth
+$28.6M
Cap. Flow
+$24.3M
Cap. Flow %
4.2%
Top 10 Hldgs %
43.33%
Holding
363
New
54
Increased
38
Reduced
48
Closed
27

Top Buys

Rank Stock Value
1
ROCLU
Roth CH Acquisition V Co. Unit
ROCLU
+$12.8M
2
DIS icon
Walt Disney
DIS
+$10.4M
3
MA icon
Mastercard
MA
+$7.92M
4
ELAN icon
Elanco Animal Health
ELAN
+$5.72M
5
ASAN icon
Asana
ASAN
+$5.27M

Top Sells

Rank Stock Value
1
V icon
Visa
V
+$7.41M
2
EDR
Endeavor Group Holdings, Inc.
EDR
+$7.22M
3
FDX icon
FedEx
FDX
+$6.08M
4
AMZN icon
Amazon
AMZN
+$4.64M
5
SPLK
Splunk Inc
SPLK
+$4.42M

Sector Composition

Rank Sector Weight
1 Financials 27.67%
2 Technology 14.6%
3 Healthcare 11.83%
4 Industrials 6.59%
5 Communication Services 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$455B
$68.1M 11.78%
171,191
+13,607
+9% +$5.25M
BX icon
2
Blackstone
BX
$104B
$47.9M 8.28%
370,380
+7,092
+2% +$946K
VYGG
3
DELISTED
Vy Global Growth
VYGG
$22.3M 3.85%
2,273,057
-185,325
-8% -$1.83M
AAPL icon
4
Apple
AAPL
$4.89T
$22M 3.8%
122,076
-1,492
-1% -$236K
CSWC icon
5
Capital Southwest
CSWC
$1.46B
$18.7M 3.24%
741,409
-3,395
-0.5% -$90.7K
ARKK icon
6
ARK Innovation ETF
ARKK
$5.89B
$17.1M 2.96%
180,622
+30,121
+20% +$3.29M
MAIN icon
7
Main Street Capital
MAIN
$4.97B
$14.7M 2.54%
327,213
-17,486
-5% -$769K
ROCGU
8
DELISTED
Roth CH Acquisition IV Co. Unit
ROCGU
$13.9M 2.4%
1,364,600
-67,132
-5% -$686K
ELAN icon
9
Elanco Animal Health
ELAN
$12.4B
$13M 2.25%
458,000
+184,000
+67% +$5.72M
ROCLU
10
DELISTED
Roth CH Acquisition V Co. Unit
ROCLU
$12.9M 2.23%
+1,276,110
New +$12.8M
DIS icon
11
Walt Disney
DIS
$165B
$12.7M 2.2%
81,145
+64,453
+386% +$10.4M
EPD icon
12
Enterprise Products Partners
EPD
$83.8B
$12.4M 2.15%
566,621
+39,797
+8% +$893K
MA icon
13
Mastercard
MA
$477B
$10.2M 1.77%
27,535
+22,914
+496% +$7.92M
RSVR icon
14
Reservoir Media
RSVR
$700M
$9.07M 1.57%
1,147,300
-24,500
-2% -$206K
JPM icon
15
JPMorgan Chase
JPM
$939B
$8.69M 1.5%
54,100
+29,438
+119% +$4.83M
QTEK
16
DELISTED
QualTek Services Inc. Class A Common Stock
QTEK
$6.38M 1.1%
643,010
-17,130
-3% -$170K
NVDA icon
17
NVIDIA
NVDA
$5.01T
$6M 1.04%
200,040
– –
ALK icon
18
Alaska Air
ALK
$5.15B
$5.72M 0.99%
105,988
+44,764
+73% +$2.42M
CTAS icon
19
Cintas
CTAS
$82.4B
$5.29M 0.92%
49,428
– –
FIGS icon
20
FIGS
FIGS
$1.59B
$5.21M 0.9%
189,100
+65,900
+53% +$2.17M
HWKZ
21
DELISTED
Hawks Acquisition Corp
HWKZ
$5.08M 0.88%
+524,804
New +$5.1M
MSFT icon
22
Microsoft
MSFT
$2.84T
$4.73M 0.82%
14,141
-6
-0% -$1.95K
GPN icon
23
Global Payments
GPN
$22.1B
$4.7M 0.81%
+33,120
New +$4.57M
CUE icon
24
Cue Biopharma
CUE
$135M
$4.42M 0.76%
11,970
+1,779
+17% +$688K
BRK.A icon
25
Berkshire Hathaway Class A
BRK.A
$1.07T
$4.07M 0.7%
9
– –
1
2 3 4 5

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
PWM
Peterson Wealth Management Sparks, Nevada $172M AUM 22.85% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
PSC
Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM

Sanders Morris Harris's Q4 2021 Portfolio in Review

As of Q4 2021, Sanders Morris Harris held 363 positions worth $578M, up 5.2% from $550M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Sanders Morris Harris deployed $24.3M of net new capital in Q4 2021, opening 54 new positions and adding to 38 existing holdings. Its largest new stake was Roth CH Acquisition V Co. Unit: 1,276,110 shares worth $12.9M.

By sector, the portfolio is most concentrated in Financials at 28% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Visa, an estimated $7.41M trimmed.

  • Sanders Morris Harris's largest Q4 2021 buy was Roth CH Acquisition V Co. Unit: 1,276,110 shares worth $12.9M.
  • Sanders Morris Harris added most to Walt Disney in Q4 2021, an estimated $10.4M increase.
  • Sanders Morris Harris's biggest Q4 2021 reduction was Visa, cutting an estimated $7.41M.
  • Sanders Morris Harris fully exited Endeavor Group Holdings, Inc. in Q4 2021, selling an estimated $7.22M.
  • Sanders Morris Harris's ten largest holdings make up 43% of its $578M portfolio in Q4 2021.
  • Sanders Morris Harris opened 54 new positions and closed 27 in Q4 2021.
  • Sanders Morris Harris's portfolio value rose 5.2% quarter-over-quarter to $578M.

Based on Sanders Morris Harris's 13F filing for Q4 2021, filed 2 Feb 2022.