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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+15.56%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$439M
AUM Growth
+$71.3M
Cap. Flow
+$26.8M
Cap. Flow %
6.1%
Top 10 Hldgs %
37.79%
Holding
312
New
37
Increased
47
Reduced
46
Closed
19

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.5M
2
CSCO icon
Cisco
CSCO
+$5.89M
3
ROCCU
Roth CH Acquisition II Co. Unit
ROCCU
+$5.84M
4
CRM icon
Salesforce
CRM
+$5.01M
5
AMZN icon
Amazon
AMZN
+$3.87M

Top Sells

Rank Stock Value
1
MPC icon
Marathon Petroleum
MPC
+$4.42M
2
ESPO icon
VanEck Video Gaming and eSports ETF
ESPO
+$4.17M
3
GE icon
GE Aerospace
GE
+$3.72M
4
CVS icon
CVS Health
CVS
+$3.48M
5
QURE icon
uniQure
QURE
+$3.17M

Sector Composition

Rank Sector Weight
1 Technology 19.06%
2 Financials 16.82%
3 Healthcare 15.11%
4 Consumer Discretionary 6.14%
5 Communication Services 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$455B
$48.4M 11.02%
154,289
+2,937
+2% +$862K
BX icon
2
Blackstone
BX
$104B
$23.9M 5.43%
368,620
-3,000
-0.8% -$175K
IVV icon
3
iShares Core S&P 500 ETF
IVV
$876B
$17.4M 3.97%
45,737
+40,692
+807% +$14.5M
CSWC icon
4
Capital Southwest
CSWC
$1.46B
$15.4M 3.5%
865,717
+24,649
+3% +$388K
EPD icon
5
Enterprise Products Partners
EPD
$83.8B
$14.5M 3.3%
739,527
-1,778
-0.2% -$33.1K
ELAN icon
6
Elanco Animal Health
ELAN
$12.4B
$13.4M 3.05%
434,335
-96,925
-18% -$2.96M
AAPL icon
7
Apple
AAPL
$4.89T
$12.7M 2.88%
95,932
+1,658
+2% +$199K
MAIN icon
8
Main Street Capital
MAIN
$4.97B
$6.93M 1.58%
214,825
-12,517
-6% -$384K
CSCO icon
9
Cisco
CSCO
$450B
$6.76M 1.54%
150,925
+143,300
+1,879% +$5.89M
AMZN icon
10
Amazon
AMZN
$2.5T
$6.69M 1.52%
42,120
+24,260
+136% +$3.87M
T icon
11
AT&T
T
$165B
$6.2M 1.41%
285,653
-40,387
-12% -$871K
NOW icon
12
ServiceNow
NOW
$102B
$6.14M 1.4%
58,795
+24,165
+70% +$2.51M
CRM icon
13
Salesforce
CRM
$134B
$5.92M 1.35%
26,742
+20,600
+335% +$5.01M
ROCCU
14
DELISTED
Roth CH Acquisition II Co. Unit
ROCCU
$5.89M 1.34%
+566,000
New +$5.84M
V icon
15
Visa
V
$677B
$5.64M 1.28%
26,796
+1,559
+6% +$319K
TXMD icon
16
TherapeuticsMD
TXMD
$23.8M
$4.98M 1.13%
82,302
-3,631
-4% -$248K
ADBE icon
17
Adobe
ADBE
$89.5B
$4.89M 1.11%
10,360
+7,460
+257% +$3.6M
AMD icon
18
Advanced Micro Devices
AMD
$851B
$4.88M 1.11%
53,209
+41,859
+369% +$3.61M
PYPL icon
19
PayPal
PYPL
$49.5B
$4.76M 1.08%
19,431
+14,124
+266% +$2.93M
DOCU
20
DocuSign
DOCU
$9.63B
$4.36M 0.99%
17,057
-324
-2% -$72.8K
PM icon
21
Philip Morris
PM
$301B
$4.32M 0.98%
52,463
-100
-0.2% -$7.79K
CTAS icon
22
Cintas
CTAS
$82.4B
$4.3M 0.98%
51,228
-828
-2% -$71.9K
APTO
23
DELISTED
Aptose Biosciences, Inc.
APTO
$4.23M 0.96%
2,056
+574
+39% +$1.35M
BRSL
24
Brightstar Lottery PLC
BRSL
$1.91B
$4.21M 0.96%
248,275
-11,500
-4% -$140K
LRNZ icon
25
TrueShares Technology AI & Deep Learning ETF
LRNZ
$37.6M
$3.99M 0.91%
81,250
+22,000
+37% +$949K
1
2 3 4 5

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PWM
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TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
PSC
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BAM
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RPSM
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BIA
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Sanders Morris Harris's Q4 2020 Portfolio in Review

As of Q4 2020, Sanders Morris Harris held 312 positions worth $439M, up 19% from $368M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sanders Morris Harris deployed $26.8M of net new capital in Q4 2020, opening 37 new positions and adding to 47 existing holdings. Its largest new stake was Roth CH Acquisition II Co. Unit: 566,000 shares worth $5.89M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was GE Aerospace, an estimated $3.72M trimmed.

  • Sanders Morris Harris's largest Q4 2020 buy was Roth CH Acquisition II Co. Unit: 566,000 shares worth $5.89M.
  • Sanders Morris Harris added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $14.5M increase.
  • Sanders Morris Harris's biggest Q4 2020 reduction was GE Aerospace, cutting an estimated $3.72M.
  • Sanders Morris Harris fully exited Marathon Petroleum in Q4 2020, selling an estimated $4.42M.
  • Sanders Morris Harris's ten largest holdings make up 38% of its $439M portfolio in Q4 2020.
  • Sanders Morris Harris opened 37 new positions and closed 19 in Q4 2020.
  • Sanders Morris Harris's portfolio value rose 19% quarter-over-quarter to $439M.

Based on Sanders Morris Harris's 13F filing for Q4 2020, filed 26 Jan 2021.