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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+15.76%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$203M
AUM Growth
-$283M
Cap. Flow
-$315M
Cap. Flow %
-155.05%
Top 10 Hldgs %
33.05%
Holding
270
New
14
Increased
10
Reduced
77
Closed
108

Top Buys

Rank Stock Value
1
EQWL icon
Invesco S&P 100 Equal Weight ETF
EQWL
+$3.82M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.28M
3
PXD
Pioneer Natural Resource Co.
PXD
+$2.81M
4
X
US Steel
X
+$2.75M
5
BIDU icon
Baidu
BIDU
+$2.68M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$97.1M
2
BX icon
Blackstone
BX
+$58.9M
3
CSWC icon
Capital Southwest
CSWC
+$15.3M
4
EPD icon
Enterprise Products Partners
EPD
+$14.7M
5
ELAN icon
Elanco Animal Health
ELAN
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 30.39%
2 Healthcare 16.84%
3 Financials 9.13%
4 Industrials 7.34%
5 Communication Services 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$16.3M 8%
87,907
-58,650
-40% -$10.8M
NVDA icon
2
NVIDIA
NVDA
$5.01T
$11.9M 5.85%
229,760
-35,790
-13% -$1.66M
CTAS icon
3
Cintas
CTAS
$82.4B
$7.24M 3.56%
49,692
– –
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$6.62M 3.25%
13,966
-6,406
-31% -$2.85M
RSP icon
5
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$5.03M 2.47%
32,030
+22,544
+238% +$3.28M
BRK.A icon
6
Berkshire Hathaway Class A
BRK.A
$1.07T
$5.01M 2.46%
9
– –
EQWL icon
7
Invesco S&P 100 Equal Weight ETF
EQWL
$2.69B
$4.13M 2.03%
+46,977
New +$3.82M
VTI icon
8
Vanguard Total Stock Market ETF
VTI
$654B
$3.7M 1.82%
15,666
+48
+0.3% +$10.6K
X
9
DELISTED
US Steel
X
$3.66M 1.8%
+75,692
New +$2.75M
AMD icon
10
Advanced Micro Devices
AMD
$851B
$3.66M 1.8%
25,064
-7,254
-22% -$855K
QQQ icon
11
Invesco QQQ Trust
QQQ
$455B
$3.65M 1.8%
9,032
-255,713
-97% -$97.1M
MSFT icon
12
Microsoft
MSFT
$2.84T
$3.3M 1.62%
8,807
-4,443
-34% -$1.58M
LRCX icon
13
Lam Research
LRCX
$382B
$3.2M 1.57%
42,420
-150
-0.4% -$10.2K
ABBV icon
14
AbbVie
ABBV
$458B
$3.13M 1.54%
19,498
-3,598
-16% -$525K
BIDU icon
15
Baidu
BIDU
$35.8B
$2.74M 1.35%
+23,200
New +$2.68M
GOOG icon
16
Alphabet (Google) Class C
GOOG
$3.9T
$2.71M 1.33%
19,310
-1,560
-7% -$212K
PXD
17
DELISTED
Pioneer Natural Resource Co.
PXD
$2.7M 1.33%
+12,000
New +$2.81M
INTU icon
18
Intuit
INTU
$81.1B
$2.65M 1.3%
4,426
+80
+2% +$44.1K
RIVN icon
19
Rivian
RIVN
$22.9B
$2.44M 1.2%
+125,000
New +$2.35M
CYTK icon
20
Cytokinetics
CYTK
$11B
$2.29M 1.13%
21,505
– –
GS icon
21
Goldman Sachs
GS
$313B
$2.23M 1.1%
5,762
-281
-5% -$93.8K
AVGO icon
22
Broadcom
AVGO
$1.82T
$2.18M 1.07%
20,350
+170
+0.8% +$16.1K
ADBE icon
23
Adobe
ADBE
$89.5B
$2.17M 1.07%
3,750
+130
+4% +$75K
BABA icon
24
Alibaba
BABA
$269B
$2.14M 1.05%
29,318
+23,318
+389% +$1.86M
BX icon
25
Blackstone
BX
$104B
$2.08M 1.02%
16,960
-544,663
-97% -$58.9M
1
2 3 4 5

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
PWM
Peterson Wealth Management Sparks, Nevada $172M AUM 22.85% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
PSC
Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM

Sanders Morris Harris's Q4 2023 Portfolio in Review

As of Q4 2023, Sanders Morris Harris held 270 positions worth $203M, down 58% from $487M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Sanders Morris Harris withdrew a net $315M in Q4 2023, closing 108 positions and reducing 77 holdings. Its most notable exit was Capital Southwest, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Sanders Morris Harris opened a new position in Invesco S&P 100 Equal Weight ETF worth $4.13M.

  • Sanders Morris Harris's largest Q4 2023 buy was Invesco S&P 100 Equal Weight ETF: 46,977 shares worth $4.13M.
  • Sanders Morris Harris added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $3.28M increase.
  • Sanders Morris Harris's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $97.1M.
  • Sanders Morris Harris fully exited Capital Southwest in Q4 2023, selling an estimated $15.3M.
  • Sanders Morris Harris's ten largest holdings make up 33% of its $203M portfolio in Q4 2023.
  • Sanders Morris Harris opened 14 new positions and closed 108 in Q4 2023.
  • Sanders Morris Harris's portfolio value fell 58% quarter-over-quarter to $203M.

Based on Sanders Morris Harris's 13F filing for Q4 2023, filed 10 Jan 2024.