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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.15%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$487M
AUM Growth
+$35.2M
Cap. Flow
+$43.4M
Cap. Flow %
8.91%
Top 10 Hldgs %
53.41%
Holding
275
New
22
Increased
38
Reduced
30
Closed
19

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.64M
2
TGT icon
Target
TGT
+$5.34M
3
DOCU
DocuSign
DOCU
+$4.53M
4
NOW icon
ServiceNow
NOW
+$4.09M
5
ALK icon
Alaska Air
ALK
+$4.03M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$4.92M
2
GENK icon
GEN Restaurant Group
GENK
+$4.4M
3
BX icon
Blackstone
BX
+$1.9M
4
ELAN icon
Elanco Animal Health
ELAN
+$1.11M
5
PLTR icon
Palantir
PLTR
+$892K

Sector Composition

Rank Sector Weight
1 Financials 21.8%
2 Technology 16.92%
3 Healthcare 11.98%
4 Energy 7.99%
5 Industrials 4.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$460B
$94.9M 19.49%
264,745
-1,554
-0.6% -$576K
BX icon
2
Blackstone
BX
$99.6B
$60.2M 12.36%
561,623
-18,258
-3% -$1.9M
AAPL icon
3
Apple
AAPL
$4.72T
$25.3M 5.19%
146,557
+18,173
+14% +$3.33M
EPD icon
4
Enterprise Products Partners
EPD
$83.9B
$15.4M 3.16%
562,393
-9,728
-2% -$260K
CSWC icon
5
Capital Southwest
CSWC
$1.46B
$15.3M 3.15%
669,189
-30,910
-4% -$670K
ELAN icon
6
Elanco Animal Health
ELAN
$12.4B
$12.4M 2.54%
1,100,690
-96,000
-8% -$1.11M
NVDA icon
7
NVIDIA
NVDA
$5.06T
$11.8M 2.43%
265,550
+66,420
+33% +$2.98M
MAIN icon
8
Main Street Capital
MAIN
$4.94B
$8.89M 1.83%
218,898
-989
-0.4% -$40.4K
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$8.67M 1.78%
20,372
+19,421
+2,042% +$8.64M
RSVR icon
10
Reservoir Media
RSVR
$691M
$7.2M 1.48%
1,179,750
+219,232
+23% +$1.23M
CTAS icon
11
Cintas
CTAS
$81.3B
$5.99M 1.23%
49,692
– –
LLY icon
12
Eli Lilly
LLY
$1.06T
$5.33M 1.1%
9,976
-19
-0.2% -$9.79K
GEL icon
13
Genesis Energy
GEL
$1.85B
$5.22M 1.07%
506,277
-21,473
-4% -$212K
XOM icon
14
ExxonMobil
XOM
$650B
$4.93M 1.01%
41,970
-979
-2% -$107K
TGT icon
15
Target
TGT
$61.1B
$4.87M 1%
45,681
+42,075
+1,167% +$5.34M
BRK.A icon
16
Berkshire Hathaway Class A
BRK.A
$1.06T
$4.74M 0.97%
9
– –
NOW icon
17
ServiceNow
NOW
$95.1B
$4.37M 0.9%
39,635
+35,835
+943% +$4.09M
VOXR
18
Vox Royalty Corp
VOXR
$298M
$4.34M 0.89%
2,150,903
– –
MSFT icon
19
Microsoft
MSFT
$2.83T
$4.21M 0.86%
13,250
-1,470
-10% -$486K
BMY icon
20
Bristol-Myers Squibb
BMY
$126B
$4.04M 0.83%
70,114
+33,000
+89% +$2.02M
DOCU
21
DocuSign
DOCU
$8.98B
$3.85M 0.79%
+92,440
New +$4.53M
ABBV icon
22
AbbVie
ABBV
$454B
$3.41M 0.7%
23,096
– –
AMD icon
23
Advanced Micro Devices
AMD
$880B
$3.33M 0.68%
32,318
+1,387
+4% +$151K
VTI icon
24
Vanguard Total Stock Market ETF
VTI
$654B
$3.3M 0.68%
+15,618
New +$3.46M
ALK icon
25
Alaska Air
ALK
$4.99B
$3.28M 0.67%
+89,056
New +$4.03M
1
2 3 4 5

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
PWM
Peterson Wealth Management Sparks, Nevada $172M AUM 22.85% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
PSC
Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM

Sanders Morris Harris's Q3 2023 Portfolio in Review

As of Q3 2023, Sanders Morris Harris held 275 positions worth $487M, up 7.8% from $452M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Sanders Morris Harris deployed $43.4M of net new capital in Q3 2023, opening 22 new positions and adding to 38 existing holdings. Its largest new stake was DocuSign: 92,440 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was GEN Restaurant Group, an estimated $4.4M trimmed.

  • Sanders Morris Harris's largest Q3 2023 buy was DocuSign: 92,440 shares worth $3.85M.
  • Sanders Morris Harris added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $8.64M increase.
  • Sanders Morris Harris's biggest Q3 2023 reduction was GEN Restaurant Group, cutting an estimated $4.4M.
  • Sanders Morris Harris fully exited Southwest Airlines in Q3 2023, selling an estimated $4.92M.
  • Sanders Morris Harris's ten largest holdings make up 53% of its $487M portfolio in Q3 2023.
  • Sanders Morris Harris opened 22 new positions and closed 19 in Q3 2023.
  • Sanders Morris Harris's portfolio value rose 7.8% quarter-over-quarter to $487M.

Based on Sanders Morris Harris's 13F filing for Q3 2023, filed 5 Oct 2023.