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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$550M
AUM Growth
+$34.8M
Cap. Flow
+$38M
Cap. Flow %
6.92%
Top 10 Hldgs %
41.22%
Holding
341
New
22
Increased
40
Reduced
39
Closed
31

Top Buys

Rank Stock Value
1
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$14.4M
2
ARKK icon
ARK Innovation ETF
ARKK
+$10.9M
3
FDX icon
FedEx
FDX
+$6.88M
4
SERA icon
Sera Prognostics
SERA
+$5.94M
5
RSVR icon
Reservoir Media
RSVR
+$5.13M

Top Sells

Rank Stock Value
1
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$8.87M
2
AAPL icon
Apple
AAPL
+$7.37M
3
TRIP icon
TripAdvisor
TRIP
+$4.33M
4
LRNZ icon
TrueShares Technology AI & Deep Learning ETF
LRNZ
+$3.79M
5
NOW icon
ServiceNow
NOW
+$3.35M

Sector Composition

Rank Sector Weight
1 Financials 24.84%
2 Technology 14.41%
3 Healthcare 12.38%
4 Communication Services 8.12%
5 Industrials 6.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$458B
$56.4M 10.26%
157,584
+378
+0.2% +$139K
BX icon
2
Blackstone
BX
$102B
$42.3M 7.69%
363,288
+4,608
+1% +$535K
VYGG
3
DELISTED
Vy Global Growth
VYGG
$24.1M 4.39%
2,458,382
+106,908
+5% +$1.05M
CSWC icon
4
Capital Southwest
CSWC
$1.44B
$18.8M 3.41%
744,804
-7,953
-1% -$207K
AAPL icon
5
Apple
AAPL
$4.89T
$17.6M 3.21%
123,568
-50,091
-29% -$7.37M
ARKK icon
6
ARK Innovation ETF
ARKK
$5.93B
$16.6M 3.03%
150,501
+90,942
+153% +$10.9M
ROCGU
7
DELISTED
Roth CH Acquisition IV Co. Unit
ROCGU
$14.4M 2.63%
+1,431,732
New +$14.4M
MAIN icon
8
Main Street Capital
MAIN
$4.94B
$14.2M 2.58%
344,699
-26,628
-7% -$1.11M
EPD icon
9
Enterprise Products Partners
EPD
$83.8B
$11.4M 2.08%
526,824
-8,623
-2% -$196K
RSVR icon
10
Reservoir Media
RSVR
$706M
$10.7M 1.94%
1,171,800
+584,000
+99% +$5.13M
V icon
11
Visa
V
$672B
$9.99M 1.82%
43,437
+268
+0.6% +$62.8K
SPLK
12
DELISTED
Splunk Inc
SPLK
$9.13M 1.66%
60,640
+29,361
+94% +$4.27M
ELAN icon
13
Elanco Animal Health
ELAN
$12.5B
$8.74M 1.59%
274,000
+73,800
+37% +$2.48M
AMZN icon
14
Amazon
AMZN
$2.51T
$7.42M 1.35%
44,820
+26,940
+151% +$4.65M
EDR
15
DELISTED
Endeavor Group Holdings, Inc.
EDR
$7.22M 1.31%
251,907
+120,005
+91% +$3.09M
QTEK
16
DELISTED
QualTek Services Inc. Class A Common Stock
QTEK
$6.56M 1.19%
660,140
-139,810
-17% -$1.38M
T icon
17
AT&T
T
$163B
$6.53M 1.19%
319,023
+226,919
+246% +$4.77M
AVLR
18
DELISTED
Avalara, Inc.
AVLR
$6.45M 1.17%
38,203
+13,168
+53% +$2.26M
FDX icon
19
FedEx
FDX
$75B
$6.39M 1.16%
28,549
+25,349
+792% +$6.88M
SERA icon
20
Sera Prognostics
SERA
$85.4M
$6.36M 1.16%
+572,234
New +$5.94M
LRCX icon
21
Lam Research
LRCX
$389B
$5.28M 0.96%
94,200
-10,780
-10% -$656K
CTAS icon
22
Cintas
CTAS
$82.3B
$4.95M 0.9%
49,428
– –
FIGS icon
23
FIGS
FIGS
$1.59B
$4.58M 0.83%
123,200
+117,200
+1,953% +$4.73M
NVDA icon
24
NVIDIA
NVDA
$5.09T
$4.22M 0.77%
200,040
– –
CUE icon
25
Cue Biopharma
CUE
$134M
$4.1M 0.75%
10,191
+1,927
+23% +$672K
1
2 3 4 5

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
PWM
Peterson Wealth Management Sparks, Nevada $172M AUM 22.85% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
PSC
Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM

Sanders Morris Harris's Q3 2021 Portfolio in Review

As of Q3 2021, Sanders Morris Harris held 341 positions worth $550M, up 6.8% from $515M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sanders Morris Harris deployed $38M of net new capital in Q3 2021, opening 22 new positions and adding to 40 existing holdings. Its largest new stake was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.

By sector, the portfolio is most concentrated in Financials at 25% of assets, up from 25% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $7.37M trimmed.

  • Sanders Morris Harris's largest Q3 2021 buy was Roth CH Acquisition IV Co. Unit: 1,431,732 shares worth $14.4M.
  • Sanders Morris Harris added most to ARK Innovation ETF in Q3 2021, an estimated $10.9M increase.
  • Sanders Morris Harris's biggest Q3 2021 reduction was Apple, cutting an estimated $7.37M.
  • Sanders Morris Harris fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $8.87M.
  • Sanders Morris Harris's ten largest holdings make up 41% of its $550M portfolio in Q3 2021.
  • Sanders Morris Harris opened 22 new positions and closed 31 in Q3 2021.
  • Sanders Morris Harris's portfolio value rose 6.8% quarter-over-quarter to $550M.

Based on Sanders Morris Harris's 13F filing for Q3 2021, filed 13 Oct 2021.