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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+5.58%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$264M
AUM Growth
-$144M
Cap. Flow
-$153M
Cap. Flow %
-57.89%
Top 10 Hldgs %
46.91%
Holding
300
New
8
Increased
16
Reduced
41
Closed
91

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$2.78M
2
ELAN icon
Elanco Animal Health
ELAN
+$2.47M
3
OLPX
Olaplex Holdings
OLPX
+$839K
4
TSLA icon
Tesla
TSLA
+$458K
5
TEAM icon
Atlassian
TEAM
+$422K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$68.2M
2
ARKK icon
ARK Innovation ETF
ARKK
+$9.47M
3
F icon
Ford
F
+$8.42M
4
ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
+$8.06M
5
NVDA icon
NVIDIA
NVDA
+$7.72M

Sector Composition

Rank Sector Weight
1 Financials 31.89%
2 Healthcare 18.56%
3 Technology 16.76%
4 Energy 10.66%
5 Communication Services 6.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
1
Blackstone
BX
$100B
$41.9M 15.86%
564,579
+32,160
+6% +$2.78M
AAPL icon
2
Apple
AAPL
$4.8T
$16.6M 6.29%
127,818
-2,995
-2% -$428K
EPD icon
3
Enterprise Products Partners
EPD
$84B
$14.4M 5.45%
596,628
+12,238
+2% +$301K
CSWC icon
4
Capital Southwest
CSWC
$1.46B
$12.3M 4.65%
717,914
+1,775
+0.2% +$31.7K
ELAN icon
5
Elanco Animal Health
ELAN
$12.4B
$9.73M 3.68%
795,922
+198,122
+33% +$2.47M
MAIN icon
6
Main Street Capital
MAIN
$4.97B
$8.03M 3.04%
217,220
-4,647
-2% -$170K
RSVR icon
7
Reservoir Media
RSVR
$692M
$6.23M 2.36%
1,043,133
+34,095
+3% +$195K
CTAS icon
8
Cintas
CTAS
$81.5B
$5.58M 2.11%
49,428
– –
XOM icon
9
ExxonMobil
XOM
$651B
$4.97M 1.88%
45,079
-778
-2% -$83.4K
BRK.A icon
10
Berkshire Hathaway Class A
BRK.A
$1.06T
$4.22M 1.6%
9
– –
ABBV icon
11
AbbVie
ABBV
$458B
$3.73M 1.41%
23,096
– –
LLY icon
12
Eli Lilly
LLY
$1.07T
$3.65M 1.38%
9,990
-6
-0.1% -$2.13K
MSFT icon
13
Microsoft
MSFT
$2.83T
$3.53M 1.34%
14,734
-301
-2% -$72.2K
WBA
14
DELISTED
Walgreens Boots Alliance
WBA
$3.18M 1.21%
85,248
-5,000
-6% -$188K
NVDA icon
15
NVIDIA
NVDA
$5T
$2.78M 1.05%
190,540
-526,380
-73% -$7.72M
JPM icon
16
JPMorgan Chase
JPM
$931B
$2.7M 1.02%
20,162
+500
+3% +$63.4K
BMY icon
17
Bristol-Myers Squibb
BMY
$127B
$2.67M 1.01%
37,114
-2,250
-6% -$170K
FYBR
18
DELISTED
Frontier Communications
FYBR
$2.12M 0.8%
83,177
– –
GS icon
19
Goldman Sachs
GS
$315B
$2.03M 0.77%
5,908
– –
AMD icon
20
Advanced Micro Devices
AMD
$851B
$1.9M 0.72%
29,401
-500
-2% -$33K
V icon
21
Visa
V
$672B
$1.89M 0.72%
9,093
– –
LRCX icon
22
Lam Research
LRCX
$390B
$1.78M 0.68%
42,420
– –
GOOG icon
23
Alphabet (Google) Class C
GOOG
$3.95T
$1.71M 0.65%
19,250
-2,670
-12% -$255K
INTU icon
24
Intuit
INTU
$79.2B
$1.69M 0.64%
4,346
– –
AMZN icon
25
Amazon
AMZN
$2.5T
$1.67M 0.63%
19,845
+950
+5% +$93.8K
1
2 3 4 5

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
PWM
Peterson Wealth Management Sparks, Nevada $172M AUM 22.85% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
PSC
Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM

Sanders Morris Harris's Q4 2022 Portfolio in Review

As of Q4 2022, Sanders Morris Harris held 300 positions worth $264M, down 35% from $408M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sanders Morris Harris withdrew a net $153M in Q4 2022, closing 91 positions and reducing 41 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $68.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Sanders Morris Harris opened a new position in Olaplex Holdings worth $736K.

  • Sanders Morris Harris's largest Q4 2022 buy was Olaplex Holdings: 141,204 shares worth $736K.
  • Sanders Morris Harris added most to Blackstone in Q4 2022, an estimated $2.78M increase.
  • Sanders Morris Harris's biggest Q4 2022 reduction was Ford, cutting an estimated $8.42M.
  • Sanders Morris Harris fully exited Invesco QQQ Trust in Q4 2022, selling an estimated $68.2M.
  • Sanders Morris Harris's ten largest holdings make up 47% of its $264M portfolio in Q4 2022.
  • Sanders Morris Harris opened 8 new positions and closed 91 in Q4 2022.
  • Sanders Morris Harris's portfolio value fell 35% quarter-over-quarter to $264M.

Based on Sanders Morris Harris's 13F filing for Q4 2022, filed 13 Jan 2023.