SMH

Sanders Morris Harris Portfolio holdings

AUM $419M

This Quarter Return

-6.41%

1 Year Return

+13.7%

3 Year Return

+86.51%

5 Year Return

+115.47%

10 Year Return

–

AUM

$647M

AUM Growth

-$22.5M (-3%)

Cap. Flow

+$25.9M

Cap. Flow % of AUM

Top 10 Holdings %Top 10 Hldgs %

53.88%

Holding

311

New

Increased

Reduced

Closed

Top Buys

1	Capital Southwest CSWC	$13.8M
2	Invesco QQQ Trust QQQ	$10.7M
3	Alphabet (Google) Class A GOOGL	$9.9M
4	Marvell Technology MRVL	$5.03M
5	Broadcom AVGO	$4.38M

Top Sells

1	Invesco S&P 500 Equal Weight ETF RSP	$6.23M
2	DraftKings DKNG	$6.17M
3	Invesco S&P 100 Equal Weight ETF EQWL	$5.9M
4	Energy Select Sector SPDR Fund XLE	$3.95M
5	SPDR S&P Oil & Gas Exploration & Production ETF XOP	$3.35M

Sector Composition

1	Financials	23.64%
2	Technology	17.84%
3	Energy	9.39%
4	Healthcare	7.1%
5	Communication Services	5.06%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1	1 Invesco QQQ Trust QQQ $371B	$119M	18.45%	254,526 +22,798	+10%	+$10.7M
2	2 Blackstone BX $134B	$74.4M	11.49%	531,780 +22,021	+4%	+$3.08M
3	3 Capital Southwest CSWC $1.26B	$32M	4.94%	1,433,064 +618,480	+76%	+$13.8M
4	4 Enterprise Products Partners EPD $68.6B	$28.8M	4.44%	842,507 -9,328	-1%	-$318K
5	5 Apple AAPL $3.4T	$24.3M	3.75%	108,916 -586	-0.5%	-$131K
6	6 NVIDIA NVDA $4.43T	$21.1M	3.25%	191,821 -3,880	-2%	-$426K
7	7 SPDR S&P 500 ETF Trust SPY $659B	$15.8M	2.44%	28,115 +4,907	+21%	+$2.75M
8	8 Main Street Capital MAIN $5.78B	$11.7M	1.81%	207,274 +1,477	+0.7%	+$83.5K
9	9 Alphabet (Google) Class A GOOGL $2.51T	$11.1M	1.72%	70,971 +63,143	+807%	+$9.9M
10	10 Cintas CTAS $85.8B	$10.3M	1.59%	49,442 -250	-0.5%	-$52K
11	11 Schlumberger SLB $52.7B	$8.04M	1.24%	192,400 -25,250	-12%	-$1.06M
12	12 Broadcom AVGO $1.4T	$7.89M	1.22%	46,850 +26,000	+125%	+$4.38M
13	13 Eli Lilly LLY $660B	$7.69M	1.19%	9,381 -322	-3%	-$264K
14	14 Berkshire Hathaway Class A BRK.A $1.06T	$7.2M	1.11%	9	–	–
15	15 Goldman Sachs GS $227B	$6.46M	1%	11,782 +6,000	+104%	+$3.29M
16	16 iShares Russell 1000 Growth ETF IWF $117B	$5.95M	0.92%	16,483 -450	-3%	-$162K
17	17 Exxon Mobil XOM $475B	$5.61M	0.87%	47,177 -3,925	-8%	-$467K
18	18 Marvell Technology MRVL $64B	$5.16M	0.8%	82,273 +80,273	+4,014%	+$5.03M
19	19 Microsoft MSFT $3.73T	$4.98M	0.77%	13,112 -1	-0%	-$380
20	20 JPMorgan Chase JPM $821B	$4.89M	0.75%	19,984	–	–
21	21 iShares Russell 2000 Value ETF IWN $11.7B	$4.79M	0.74%	31,702 +147	+0.5%	+$22.2K
22	22 Datadog DDOG $44B	$4.67M	0.72%	46,258 +37,847	+450%	+$3.82M
23	23 AbbVie ABBV $368B	$4.64M	0.72%	22,431 -100	-0.4%	-$20.7K
24	24 Reservoir Media RSVR $520M	$4.62M	0.71%	605,009 -11,700	-2%	-$89.3K
25	25 ServiceNow NOW $179B	$4.51M	0.7%	5,554 +4,500	+427%	+$3.65M