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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+2.32%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$413M
AUM Growth
+$27.8M
Cap. Flow
+$29.9M
Cap. Flow %
7.25%
Top 10 Hldgs %
35.21%
Holding
300
New
28
Increased
50
Reduced
57
Closed
21

Top Buys

Rank Stock Value
1
INTU icon
Intuit
INTU
+$7.59M
2
QURE icon
uniQure
QURE
+$4.7M
3
AIMT
Aimmune Therapeutics
AIMT
+$4.61M
4
VZ icon
Verizon
VZ
+$4.32M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$3.86M

Top Sells

Rank Stock Value
1
DOVA
Dova Pharmaceuticals, Inc. Common Stock
DOVA
+$7.36M
2
CVS icon
CVS Health
CVS
+$5.21M
3
CNP icon
CenterPoint Energy
CNP
+$4.86M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.24M
5
OXY icon
Occidental Petroleum
OXY
+$1.84M

Sector Composition

Rank Sector Weight
1 Financials 24.28%
2 Technology 14.81%
3 Healthcare 10.93%
4 Energy 8.8%
5 Communication Services 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$460B
$28.7M 6.96%
152,247
+3,610
+2% +$684K
CSWC icon
2
Capital Southwest
CSWC
$1.46B
$18.9M 4.58%
867,103
-22,967
-3% -$495K
MAIN icon
3
Main Street Capital
MAIN
$4.94B
$16.4M 3.98%
380,540
-5,225
-1% -$223K
BX icon
4
Blackstone
BX
$152B
$16.2M 3.91%
332,525
+16,450
+5% +$802K
EPD icon
5
Enterprise Products Partners
EPD
$83.9B
$15.2M 3.68%
532,272
-2,411
-0.5% -$70.2K
JPM icon
6
JPMorgan Chase
JPM
$930B
$12M 2.91%
105,264
– –
AAPL icon
7
Apple
AAPL
$4.72T
$10.4M 2.52%
188,148
+1,800
+1% +$94.1K
T icon
8
AT&T
T
$160B
$10.3M 2.49%
365,709
+17,582
+5% +$466K
AIMT
9
DELISTED
Aimmune Therapeutics
AIMT
$10.2M 2.47%
486,906
+225,800
+86% +$4.61M
INTU icon
10
Intuit
INTU
$77B
$7.07M 1.71%
+27,600
New +$7.59M
BAC icon
11
Bank of America
BAC
$430B
$6.43M 1.56%
229,023
+60,050
+36% +$1.73M
VZ icon
12
Verizon
VZ
$183B
$5.32M 1.29%
90,030
+74,965
+498% +$4.32M
BRSL
13
Brightstar Lottery PLC
BRSL
$1.9B
$5.21M 1.26%
366,850
-49,000
-12% -$650K
CTAS icon
14
Cintas
CTAS
$81.3B
$4.8M 1.16%
74,672
-12,128
-14% -$776K
QURE icon
15
uniQure
QURE
$2.71B
$4.66M 1.13%
121,605
+81,505
+203% +$4.7M
TXN icon
16
Texas Instruments
TXN
$259B
$4.62M 1.12%
36,425
– –
PG icon
17
Procter & Gamble
PG
$342B
$4.53M 1.1%
37,184
+21,500
+137% +$2.54M
TLGT
18
DELISTED
Teligent, Inc
TLGT
$4.53M 1.1%
476,764
+95,363
+25% +$752K
LRCX icon
19
Lam Research
LRCX
$400B
$4.33M 1.05%
191,250
– –
BBBY
20
DELISTED
Bed Bath & Beyond Inc
BBBY
$4.09M 0.99%
+399,550
New +$3.86M
ET icon
21
Energy Transfer Partners
ET
$70.3B
$3.73M 0.9%
289,940
+37,500
+15% +$523K
TXMD icon
22
TherapeuticsMD
TXMD
$23.8M
$3.65M 0.88%
20,116
+12,906
+179% +$1.82M
FLEX icon
23
Flex
FLEX
$46.9B
$3.53M 0.85%
447,531
-72,146
-14% -$554K
PM icon
24
Philip Morris
PM
$298B
$3.28M 0.79%
42,722
– –
VIA
25
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
$3.22M 0.78%
61,113
– –
1
2 3 4 5

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PWM
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TA
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CRFG
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PSC
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BAM
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RPSM
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BIA
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Sanders Morris Harris's Q3 2019 Portfolio in Review

As of Q3 2019, Sanders Morris Harris held 300 positions worth $413M, up 7.2% from $385M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Sanders Morris Harris deployed $29.9M of net new capital in Q3 2019, opening 28 new positions and adding to 50 existing holdings. Its largest new stake was Intuit: 27,600 shares worth $7.07M.

By sector, the portfolio is most concentrated in Financials at 24% of assets, up from 24% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was CVS Health, an estimated $5.21M trimmed.

  • Sanders Morris Harris's largest Q3 2019 buy was Intuit: 27,600 shares worth $7.07M.
  • Sanders Morris Harris added most to uniQure in Q3 2019, an estimated $4.7M increase.
  • Sanders Morris Harris's biggest Q3 2019 reduction was CVS Health, cutting an estimated $5.21M.
  • Sanders Morris Harris fully exited Dova Pharmaceuticals, Inc. Common Stock in Q3 2019, selling an estimated $7.36M.
  • Sanders Morris Harris's ten largest holdings make up 35% of its $413M portfolio in Q3 2019.
  • Sanders Morris Harris opened 28 new positions and closed 21 in Q3 2019.
  • Sanders Morris Harris's portfolio value rose 7.2% quarter-over-quarter to $413M.

Based on Sanders Morris Harris's 13F filing for Q3 2019, filed 14 Nov 2019.