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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$330M
AUM Growth
-$100M
Cap. Flow
-$169M
Cap. Flow %
-51.16%
Top 10 Hldgs %
50.03%
Holding
248
New
8
Increased
30
Reduced
73
Closed
90

Top Buys

Rank Stock Value
1
ZTS icon
Zoetis
ZTS
+$3.43M
2
ETN icon
Eaton
ETN
+$2.63M
3
MR
Montage Resources Corporation Common Stock
MR
+$2.05M
4
MEMP
Memorial Production Partners LP Common Units
MEMP
+$1.92M
5
RDI icon
Reading International Class A
RDI
+$1.12M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$12.5M
2
TDTF icon
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
+$5.13M
3
XOM icon
ExxonMobil
XOM
+$4.79M
4
SPG icon
Simon Property Group
SPG
+$4.4M
5
IDV icon
iShares International Select Dividend ETF
IDV
+$3.52M

Sector Composition

Rank Sector Weight
1 Financials 27.24%
2 Energy 18.08%
3 Healthcare 13.19%
4 Consumer Discretionary 3.34%
5 Industrials 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
1
Main Street Capital
MAIN
$5.08B
$59.9M 18.17%
1,744,766
-370,574
-18% -$12.5M
XOM icon
2
ExxonMobil
XOM
$615B
$18.2M 5.51%
207,918
-53,978
-21% -$4.79M
EPD icon
3
Enterprise Products Partners
EPD
$83.9B
$16.2M 4.9%
585,134
-1,406
-0.2% -$38.8K
TLGT
4
DELISTED
Teligent, Inc
TLGT
$13.8M 4.17%
181,028
-3,946
-2% -$313K
MR
5
DELISTED
Montage Resources Corporation Common Stock
MR
$12.8M 3.87%
258,473
+42,855
+20% +$2.05M
MEMP
6
DELISTED
Memorial Production Partners LP Common Units
MEMP
$7.7M 2.34%
4,325,557
+1,089,704
+34% +$1.92M
BAC icon
7
Bank of America
BAC
$424B
$6.71M 2.03%
428,777
-63,759
-13% -$949K
TRU icon
8
TransUnion
TRU
$15.2B
$6.24M 1.89%
180,800
-64,400
-26% -$2.16M
GM icon
9
General Motors
GM
$68.3B
$6.1M 1.85%
192,090
-540
-0.3% -$16.9K
ZTS icon
10
Zoetis
ZTS
$31.9B
$6.08M 1.84%
116,850
+67,725
+138% +$3.43M
JYNT icon
11
The Joint Corp
JYNT
$124M
$5.16M 1.57%
2,169,181
+105,600
+5% +$251K
BX icon
12
Blackstone
BX
$151B
$4.33M 1.31%
143,736
+36,044
+33% +$951K
QQQ icon
13
Invesco QQQ Trust
QQQ
$463B
$3.96M 1.2%
33,354
-1,725
-5% -$199K
EZPW icon
14
Ezcorp Inc
EZPW
$1.97B
$3.94M 1.2%
231,325
-144,361
-38% -$1.39M
CNK icon
15
Cinemark Holdings
CNK
$3.73B
$3.85M 1.17%
100,600
-250
-0.2% -$9.47K
IEP icon
16
Icahn Enterprises
IEP
$5.07B
$3.68M 1.12%
72,787
+18,700
+35% +$987K
SPY icon
17
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$3.58M 1.09%
14,702
+1,757
+14% +$380K
PRGO icon
18
Perrigo
PRGO
$1.47B
$3.51M 1.06%
38,000
+4,406
+13% +$406K
TXMD icon
19
TherapeuticsMD
TXMD
$24.4M
$3.45M 1.05%
10,122
+1,610
+19% +$588K
PFNX
20
DELISTED
Pfenex Inc.
PFNX
$3.33M 1.01%
372,628
+10,971
+3% +$93.6K
MU icon
21
Micron Technology
MU
$977B
$2.88M 0.87%
162,000
-14,575
-8% -$222K
GTE icon
22
Gran Tierra Energy
GTE
$235M
$2.83M 0.86%
93,925
-1,102
-1% -$31.6K
KMI icon
23
Kinder Morgan
KMI
$72.5B
$2.83M 0.86%
122,161
+46,320
+61% +$981K
OAK
24
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$2.77M 0.84%
44,521
+21,611
+94% +$967K
YUMA
25
DELISTED
Yuma Energy Inc
YUMA
$2.69M 0.82%
35,922
-79
-0.2% -$5.87K
1
2 3 4 5

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TA
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CRFG
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PSC
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WCM
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BAM
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Sanders Morris Harris's Q3 2016 Portfolio in Review

As of Q3 2016, Sanders Morris Harris held 248 positions worth $330M, down 23% from $430M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sanders Morris Harris withdrew a net $169M in Q3 2016, closing 90 positions and reducing 73 holdings. Its most notable exit was FlexShares iBoxx 5-Year Target Duration TIPS Index Fund, an estimated $5.13M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 23% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Sanders Morris Harris opened a new position in Eaton worth $2.68M.

  • Sanders Morris Harris's largest Q3 2016 buy was Eaton: 40,707 shares worth $2.68M.
  • Sanders Morris Harris added most to Zoetis in Q3 2016, an estimated $3.43M increase.
  • Sanders Morris Harris's biggest Q3 2016 reduction was Main Street Capital, cutting an estimated $12.5M.
  • Sanders Morris Harris fully exited FlexShares iBoxx 5-Year Target Duration TIPS Index Fund in Q3 2016, selling an estimated $5.13M.
  • Sanders Morris Harris's ten largest holdings make up 50% of its $330M portfolio in Q3 2016.
  • Sanders Morris Harris opened 8 new positions and closed 90 in Q3 2016.
  • Sanders Morris Harris's portfolio value fell 23% quarter-over-quarter to $330M.

Based on Sanders Morris Harris's 13F filing for Q3 2016, filed 24 Oct 2016.