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SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$473M
AUM Growth
+$33.5M
Cap. Flow
+$12.4M
Cap. Flow %
2.61%
Top 10 Hldgs %
38.29%
Holding
351
New
57
Increased
47
Reduced
49
Closed
54

Top Buys

Rank Stock Value
1
VYGG
Vy Global Growth
VYGG
+$13.3M
2
ROCRU
Roth CH Acquisition III Co. Unit
ROCRU
+$8.74M
3
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$5.74M
4
RSVR icon
Reservoir Media
RSVR
+$5.64M
5
ZS icon
Zscaler
ZS
+$4.4M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$6.77M
2
ROCCU
Roth CH Acquisition II Co. Unit
ROCCU
+$5.89M
3
CRM icon
Salesforce
CRM
+$4.67M
4
BRSL
Brightstar Lottery PLC
BRSL
+$4.04M
5
APTO
Aptose Biosciences, Inc.
APTO
+$3.97M

Sector Composition

Rank Sector Weight
1 Financials 20.89%
2 Technology 15.29%
3 Healthcare 13.86%
4 Consumer Discretionary 6.58%
5 Energy 6.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$455B
$50M 10.58%
156,725
+2,436
+2% +$779K
BX icon
2
Blackstone
BX
$104B
$27M 5.7%
361,680
-6,940
-2% -$479K
IVV icon
3
iShares Core S&P 500 ETF
IVV
$876B
$18.6M 3.94%
45,660
-77
-0.2% -$29.8K
CSWC icon
4
Capital Southwest
CSWC
$1.46B
$18.2M 3.86%
823,517
-42,200
-5% -$862K
EPD icon
5
Enterprise Products Partners
EPD
$83.8B
$16.2M 3.43%
735,947
-3,580
-0.5% -$78.7K
AAPL icon
6
Apple
AAPL
$4.89T
$12.4M 2.62%
99,527
+3,595
+4% +$461K
VYGG
7
DELISTED
Vy Global Growth
VYGG
$12.2M 2.59%
+1,207,632
New +$13.3M
ELAN icon
8
Elanco Animal Health
ELAN
$12.4B
$9.32M 1.97%
316,640
-117,695
-27% -$3.62M
ROCRU
9
DELISTED
Roth CH Acquisition III Co. Unit
ROCRU
$8.73M 1.85%
+873,035
New +$8.74M
AMZN icon
10
Amazon
AMZN
$2.5T
$8.29M 1.75%
50,840
+8,720
+21% +$1.38M
MAIN icon
11
Main Street Capital
MAIN
$4.97B
$8.29M 1.75%
211,696
-3,129
-1% -$110K
V icon
12
Visa
V
$677B
$7.66M 1.62%
35,055
+8,259
+31% +$1.74M
F icon
13
Ford
F
$57.3B
$6.97M 1.47%
569,300
+356,900
+168% +$4.08M
DOCU
14
DocuSign
DOCU
$9.63B
$6.54M 1.38%
31,814
+14,757
+87% +$3.42M
PAVE icon
15
Global X US Infrastructure Development ETF
PAVE
$14.3B
$6.26M 1.32%
+249,310
New +$5.74M
PYPL icon
16
PayPal
PYPL
$49.5B
$6.21M 1.31%
24,336
+4,905
+25% +$1.24M
T icon
17
AT&T
T
$165B
$5.56M 1.18%
242,009
-43,644
-15% -$965K
RSVR icon
18
Reservoir Media
RSVR
$700M
$5.37M 1.14%
+542,300
New +$5.64M
TXMD icon
19
TherapeuticsMD
TXMD
$23.8M
$4.72M 1%
70,436
-11,866
-14% -$929K
MO icon
20
Altria Group
MO
$122B
$4.69M 0.99%
91,618
– –
PM icon
21
Philip Morris
PM
$301B
$4.65M 0.98%
52,463
– –
NOW icon
22
ServiceNow
NOW
$102B
$4.63M 0.98%
45,345
-13,450
-23% -$1.42M
XOM icon
23
ExxonMobil
XOM
$651B
$4.53M 0.96%
81,191
-4,655
-5% -$244K
CUE icon
24
Cue Biopharma
CUE
$135M
$4.38M 0.93%
11,751
+5,298
+82% +$2.18M
CTAS icon
25
Cintas
CTAS
$82.4B
$4.33M 0.92%
49,428
-1,800
-4% -$152K
1
2 3 4 5

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TA
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CRFG
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Sanders Morris Harris's Q1 2021 Portfolio in Review

As of Q1 2021, Sanders Morris Harris held 351 positions worth $473M, up 7.6% from $439M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sanders Morris Harris's Q1 2021 filing shows 57 new, 47 increased, 49 reduced and 54 closed positions. Its largest new stake was Vy Global Growth: 1,207,632 shares worth $12.2M. The largest sale was Cisco, an estimated $6.77M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 17% a quarter earlier, followed by Technology and Healthcare.

  • Sanders Morris Harris's largest Q1 2021 buy was Vy Global Growth: 1,207,632 shares worth $12.2M.
  • Sanders Morris Harris added most to Ford in Q1 2021, an estimated $4.08M increase.
  • Sanders Morris Harris's biggest Q1 2021 reduction was Cisco, cutting an estimated $6.77M.
  • Sanders Morris Harris fully exited Roth CH Acquisition II Co. Unit in Q1 2021, selling an estimated $5.89M.
  • Sanders Morris Harris's ten largest holdings make up 38% of its $473M portfolio in Q1 2021.
  • Sanders Morris Harris opened 57 new positions and closed 54 in Q1 2021.
  • Sanders Morris Harris's portfolio value rose 7.6% quarter-over-quarter to $473M.

Based on Sanders Morris Harris's 13F filing for Q1 2021, filed 14 Apr 2021.