We are live on ! Find out more
SMH

Sanders Morris Harris Portfolio holdings

AUM $172M
1-Year Est. Return 22.54%
This Fund
S&P 500
This Quarter Est. Return
+10.04%
1 Year Est. Return
+22.54%
3 Year Est. Return
+83.06%
5 Year Est. Return
+84.26%
10 Year Est. Return
+262.54%
AUM
$440M
AUM Growth
+$27.2M
Cap. Flow
-$4.19M
Cap. Flow %
-0.95%
Top 10 Hldgs %
30.3%
Holding
315
New
35
Increased
58
Reduced
59
Closed
32

Top Buys

Rank Stock Value
1
JYNT icon
The Joint Corp
JYNT
+$11.7M
2
CNP icon
CenterPoint Energy
CNP
+$4.78M
3
CVS icon
CVS Health
CVS
+$4.25M
4
PFNX
Pfenex Inc.
PFNX
+$3.86M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.8M

Top Sells

Rank Stock Value
1
BX icon
Blackstone
BX
+$15.6M
2
AIMT
Aimmune Therapeutics
AIMT
+$10.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$5.01M
4
QURE icon
uniQure
QURE
+$4.18M
5
BBBY
Bed Bath & Beyond Inc
BBBY
+$4.09M

Sector Composition

Rank Sector Weight
1 Financials 21.4%
2 Technology 16.77%
3 Healthcare 14.74%
4 Energy 9.02%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
Invesco QQQ Trust
QQQ
$459B
$22.9M 5.19%
127,245
-25,002
-16% -$5.01M
CSWC icon
2
Capital Southwest
CSWC
$1.46B
$19.2M 4.37%
914,017
+46,914
+5% +$1.02M
EPD icon
3
Enterprise Products Partners
EPD
$84.1B
$16.1M 3.65%
553,443
+21,171
+4% +$574K
MAIN icon
4
Main Street Capital
MAIN
$4.98B
$14.8M 3.36%
397,934
+17,394
+5% +$744K
JPM icon
5
JPMorgan Chase
JPM
$927B
$14.3M 3.25%
104,789
-475
-0.5% -$60.9K
AAPL icon
6
Apple
AAPL
$4.78T
$12.3M 2.79%
184,748
-3,400
-2% -$219K
JYNT icon
7
The Joint Corp
JYNT
$121M
$10.2M 2.31%
+645,940
New +$11.7M
T icon
8
AT&T
T
$161B
$8.23M 1.87%
290,425
-75,284
-21% -$2.17M
BAC icon
9
Bank of America
BAC
$433B
$8.09M 1.84%
229,823
+800
+0.3% +$25.9K
INTU icon
10
Intuit
INTU
$79.5B
$7.35M 1.67%
27,600
– –
GOOGL icon
11
Alphabet (Google) Class A
GOOGL
$3.91T
$6.93M 1.57%
101,560
+58,960
+138% +$3.8M
LRCX icon
12
Lam Research
LRCX
$397B
$5.7M 1.29%
191,250
– –
MR
13
DELISTED
Montage Resources Corporation Common Stock
MR
$5.65M 1.28%
375,668
+310,773
+479% +$1.62M
BRSL
14
Brightstar Lottery PLC
BRSL
$1.92B
$5.53M 1.26%
425,600
+58,750
+16% +$837K
CNP icon
15
CenterPoint Energy
CNP
$29.1B
$5.4M 1.23%
+175,800
New +$4.78M
VZ icon
16
Verizon
VZ
$188B
$5.27M 1.2%
86,580
-3,450
-4% -$208K
LGF.A
17
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$5.14M 1.17%
328,626
+85,650
+35% +$789K
CVS icon
18
CVS Health
CVS
$137B
$4.97M 1.13%
84,513
+60,538
+253% +$4.25M
CTAS icon
19
Cintas
CTAS
$81.3B
$4.93M 1.12%
72,912
-1,760
-2% -$116K
TXN icon
20
Texas Instruments
TXN
$258B
$4.69M 1.06%
36,200
-225
-0.6% -$27.8K
PG icon
21
Procter & Gamble
PG
$340B
$4.54M 1.03%
37,684
+500
+1% +$61.2K
MO icon
22
Altria Group
MO
$121B
$4.1M 0.93%
78,150
-1,000
-1% -$47.2K
ET icon
23
Energy Transfer Partners
ET
$70.3B
$4.09M 0.93%
300,040
+10,100
+3% +$124K
FLEX icon
24
Flex
FLEX
$45.8B
$3.99M 0.91%
529,606
+82,075
+18% +$708K
AMGN icon
25
Amgen
AMGN
$202B
$3.72M 0.85%
15,500
+5,500
+55% +$1.21M
1
2 3 4 5

Similar funds

GWCM
Godshalk Welsh Capital Management Radnor, Pennsylvania $172M AUM 16.03% 1-Year Est. Return
PWM
Peterson Wealth Management Sparks, Nevada $172M AUM 22.85% 1-Year Est. Return
TA
Tiptree Advisors New York $172M AUM 86.65% 1-Year Est. Return
CRFG
Columbia River Financial Group Vancouver, Washington $172M AUM 13.74% 1-Year Est. Return
PSC
Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return
BAM
Bullseye Asset Management Denver, Colorado $173M AUM 9.48% 1-Year Est. Return
RPSM
Royalty Pharma Sub-Manager New York $173M AUM
BIA
Benchmark Investment Advisors Chicago, Illinois $172M AUM

Sanders Morris Harris's Q4 2019 Portfolio in Review

As of Q4 2019, Sanders Morris Harris held 315 positions worth $440M, up 6.6% from $413M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Sanders Morris Harris's Q4 2019 filing shows 35 new, 58 increased, 59 reduced and 32 closed positions. Its largest new stake was The Joint Corp: 645,940 shares worth $10.2M. The largest sale was Blackstone, an estimated $15.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 24% a quarter earlier, followed by Technology and Healthcare.

  • Sanders Morris Harris's largest Q4 2019 buy was The Joint Corp: 645,940 shares worth $10.2M.
  • Sanders Morris Harris added most to CVS Health in Q4 2019, an estimated $4.25M increase.
  • Sanders Morris Harris's biggest Q4 2019 reduction was Blackstone, cutting an estimated $15.6M.
  • Sanders Morris Harris fully exited Aimmune Therapeutics in Q4 2019, selling an estimated $10.2M.
  • Sanders Morris Harris's ten largest holdings make up 30% of its $440M portfolio in Q4 2019.
  • Sanders Morris Harris opened 35 new positions and closed 32 in Q4 2019.
  • Sanders Morris Harris's portfolio value rose 6.6% quarter-over-quarter to $440M.

Based on Sanders Morris Harris's 13F filing for Q4 2019, filed 9 Jan 2020.