SMH
ROCLU

Sanders Morris Harris’s Roth CH Acquisition V Co. Unit ROCLU Stock Holding History

Sanders Morris Harris’s Portfolio ROCLU Stock Details ROCLU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q3 		– Sell
-1,000,910
Closed -$9.86M – 311
2022
Q2 		$9.86M Sell
1,000,910
-136,700
-12% -$1.36M 2.16% 9
2022
Q1 		$11.3M Sell
1,137,610
-138,500
-11% -$1.39M 2.21% 10
2021
Q4 		$12.9M Buy
+1,276,110
New +$12.8M 2.23% 10

Other funds holding ROCLU

Calamos Advisors
Calamos Advisors Naperville, Illinois $28.2B AUM 21.78% 1-Year Est. Return
CCA
Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return
NC
Nokomis Capital Dallas, Texas $349M AUM 75.66% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Walleye Capital
Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
Walleye Trading
Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return
WC
Wealthspring Capital West Harrison, New York $448M AUM 8.38% 1-Year Est. Return
GCIA
Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return

Sanders Morris Harris's ROCLU Position: Q3 2022 in Review

Sanders Morris Harris sold out of Roth CH Acquisition V Co. Unit (ROCLU) in Q3 2022, closing a stake of 1,000,910 shares — an estimated $9.86M sold.

Sanders Morris Harris first reported a position in ROCLU in Q4 2021 and held it in 3 quarters. The position peaked at $12.9M in Q4 2021. 14 funds tracked by Wall St. Rank hold ROCLU as of Q3 2022.

  • Sanders Morris Harris reported no remaining Roth CH Acquisition V Co. Unit position as of Q3 2022 after selling out during the quarter.
  • Sanders Morris Harris sold 1,000,910 Roth CH Acquisition V Co. Unit shares in Q3 2022, an estimated $9.86M.
  • Sanders Morris Harris first reported a position in Roth CH Acquisition V Co. Unit in Q4 2021 and held it in 3 quarters.
  • Sanders Morris Harris's Roth CH Acquisition V Co. Unit position peaked at $12.9M in Q4 2021.
  • 14 funds tracked by Wall St. Rank held Roth CH Acquisition V Co. Unit as of Q3 2022.

Based on Sanders Morris Harris's 13F filing for Q3 2022, filed 7 Oct 2022.