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Prospect Capital
PSEC

Overview Fund Activity

224 hedge funds and large institutions have $381M invested in Prospect Capital in 2018 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 70 increasing their positions, 69 reducing their positions, and 20 closing their positions.

Holders
224
Holders Change
+8
Holders Change %
+3.7%
% of All Funds
5.13%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
29
Increased
70
Reduced
69
Closed
20
Calls
$3.57M
Puts
$24.9M
Net Calls
-$21.3M
Net Calls Change
-$2.89M

Top Buyers

1
CS
1
Credit Suisse
Switzerland
$20.3M
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$18.4M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$11.9M
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$5.66M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$6.18M

Top Sellers

1
MC
1
Muzinich & Co
New York
$36.9M
2
Deutsche Bank
2
Deutsche Bank
Germany
$8.71M
3
AM
3
Ares Management
California
$0
4
Invesco
4
Invesco
Georgia
$16.2M
5
QOP
5
Quinn Opportunity Partners
Virginia
$4.28M
Name Holding Trade Value Shares
Change 		Shares
Change %
Mirae Asset Global Investments
101
Mirae Asset Global Investments
South Korea
$287K +$287K +39,202 New
TG
102
TCW Group
California
$279K +$279K +38,100 New
QT
103
Quantbot Technologies
New York
$278K +$193K +26,329 +226%
Jane Street
104
Jane Street
New York
$277K +$277K +37,840 New
CFD
105
Creative Financial Designs
Indiana
$251K +$38.9K +5,293 +18%
FFA
106
First Foundation Advisors
California
$249K -$147K -20,000 -37%
PAG
107
Private Advisor Group
New Jersey
$245K +$245K +33,444 New
Lido Advisors
108
Lido Advisors
California
$243K – – –
RIA
109
Regal Investment Advisors
Michigan
$242K +$59.4K +8,091 +33%
Balyasny Asset Management
110
Balyasny Asset Management
Illinois
$239K -$503K -68,713 -68%
TH
111
Timber Hill
Connecticut
$235K -$110 -15 -0%
Simplex Trading
112
Simplex Trading
Illinois
$235K +$77.4K +10,585 +49%
DADC
113
D.A. Davidson & Co
Montana
$234K -$7.98K -1,086 -3%
GFPC
114
Global Financial Private Capital
Florida
$223K -$41.7K -5,700 -16%
OC
115
Oppenheimer & Co
New York
$220K -$5.87K -800 -3%
AI
116
Atria Investments
North Carolina
$215K -$186K -25,379 -46%
EFS
117
Essex Financial Services
Connecticut
$199K +$2.36K +322 +1%
TSS
118
Two Sigma Securities
New York
$197K +$51.4K +7,020 +35%
BRWA
119
B. Riley Wealth Advisors
Florida
$196K -$36.9K -5,012 -16%
DWM
120
Destination Wealth Management
California
$195K +$195K +26,542 New
WAM
121
Wolverine Asset Management
Illinois
$190K -$133K -18,216 -41%
MSAM
122
Moloney Securities Asset Management
Missouri
$180K -$82.5K -11,256 -31%
SI
123
Stephens Inc
Arkansas
$177K +$13.7K +1,867 +8%
HCM
124
Highlander Capital Management
New Jersey
$176K -$110K -15,000 -38%
BAM
125
Belpointe Asset Management
Nevada
$173K +$173K +23,591 New
3 4
5
6 7