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Prospect Capital

224 hedge funds and large institutions have $381M invested in Prospect Capital in 2018 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 70 increasing their positions, 69 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 20

29% more capital invested

Capital invested by funds: $294M → $381M (+$86.1M)

4% more funds holding

Funds holding: 216224 (+8)

2.15% more ownership

Funds ownership: 12.1%14.24% (+2.1%)

1% more repeat investments, than reductions

Existing positions increased: 70 | Existing positions reduced: 69

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

86% less call options, than puts

Call options by funds: $3.57M | Put options by funds: $24.9M

Holders
224
Holders Change
+8
Holders Change %
+3.7%
% of All Funds
5.12%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
29
Increased
70
Reduced
69
Closed
20
Calls
$3.57M
Puts
$24.9M
Net Calls
-$21.3M
Net Calls Change
-$2.89M
Name Holding Trade Value Shares
Change
Change in
Stake
Mirae Asset Global Investments
101
Mirae Asset Global Investments
South Korea
$287K +$277K +39,202 New
TG
102
TCW Group
California
$279K +$269K +38,100 New
QT
103
Quantbot Technologies
New York
$278K +$186K +26,329 +226%
Jane Street
104
Jane Street
New York
$277K +$268K +37,840 New
CFD
105
Creative Financial Designs
Indiana
$251K +$37.4K +5,293 +18%
FFA
106
First Foundation Advisors
California
$249K -$141K -20,000 -37%
PAG
107
Private Advisor Group
New Jersey
$245K +$237K +33,444 New
Lido Advisors
108
Lido Advisors
California
$243K
RIA
109
Regal Investment Advisors
Michigan
$242K +$57.2K +8,091 +33%
Balyasny Asset Management
110
Balyasny Asset Management
Illinois
$239K -$486K -68,713 -68%
TH
111
Timber Hill
Connecticut
$235K -$106 -15 -0%
Simplex Trading
112
Simplex Trading
Illinois
$235K +$74.9K +10,585 +49%
DADC
113
D.A. Davidson & Co
Montana
$234K -$7.68K -1,086 -3%
GFPC
114
Global Financial Private Capital
Florida
$223K -$40.3K -5,700 -16%
OC
115
Oppenheimer & Co
New York
$220K -$5.66K -800 -3%
AI
116
Atria Investments
North Carolina
$215K -$180K -25,379 -46%
EFS
117
Essex Financial Services
Connecticut
$199K +$2.28K +322 +1%
TSS
118
Two Sigma Securities
New York
$197K +$49.7K +7,020 +35%
BRWA
119
B. Riley Wealth Advisors
Florida
$196K -$35.5K -5,012 -16%
DWM
120
Destination Wealth Management
California
$195K +$188K +26,542 New
WAM
121
Wolverine Asset Management
Illinois
$190K -$129K -18,216 -41%
MSAM
122
Moloney Securities Asset Management
Missouri
$180K -$79.6K -11,256 -31%
SI
123
Stephens Inc
Arkansas
$177K +$13.2K +1,867 +8%
HCM
124
Highlander Capital Management
New Jersey
$176K -$106K -15,000 -38%
BAM
125
Belpointe Asset Management
Nevada
$173K +$167K +23,591 New

PSEC Hedge Fund Activity: Q3 2018 in Review

224 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2018, worth a combined $381M — up 29% from $294M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PSEC positions and 20 closed out — a net gain of 9 holders — while 70 added to existing stakes and 69 trimmed.

The largest buyer was Credit Suisse, opening a new position worth an estimated $19.5M. The largest seller was Muzinich & Co, cutting an estimated $7.76M.

  • 224 institutional investors held Prospect Capital (PSEC) as of Q3 2018, up from 216 in Q2 2018.
  • Funds reported $381M of Prospect Capital stock for Q3 2018, up 29% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2018 and 20 closed out, a net change of +9 holders.
  • The largest Prospect Capital buyer in Q3 2018 was Credit Suisse, an estimated $19.5M added.
  • The largest Prospect Capital seller in Q3 2018 was Muzinich & Co, an estimated $7.76M sold.

Based on aggregated 13F filings for Q3 2018.