TCW Group’s Prospect Capital PSEC Stock Holding History

TCW Group’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-38,500	Closed	-$243K	–	335
2018 Q4	$243K	Buy	38,500 +400	+1%	+$2.7K	﹤0.01%	321
2018 Q3	$279K	Buy	+38,100	New	+$269K	﹤0.01%	320

Other funds holding PSEC

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

MCM

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

TCW Group's PSEC Position: Q1 2019 in Review

TCW Group sold out of Prospect Capital (PSEC) in Q1 2019, closing a stake of 38,500 shares — an estimated $243K sold.

TCW Group first reported a position in PSEC in Q3 2018 and held it in 2 quarters. The position peaked at $279K in Q3 2018. 221 funds tracked by Wall St. Rank hold PSEC as of Q1 2019.

TCW Group reported no remaining Prospect Capital position as of Q1 2019 after selling out during the quarter.
TCW Group sold 38,500 Prospect Capital shares in Q1 2019, an estimated $243K.
TCW Group first reported a position in Prospect Capital in Q3 2018 and held it in 2 quarters.
TCW Group's Prospect Capital position peaked at $279K in Q3 2018.
221 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2019.

Based on TCW Group's 13F filing for Q1 2019, filed 13 May 2019.