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Prospect Capital
PSEC

Overview Fund Activity

216 hedge funds and large institutions have $294M invested in Prospect Capital in 2018 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 58 increasing their positions, 70 reducing their positions, and 27 closing their positions.

Holders
216
Holders Change
-2
Holders Change %
-0.92%
% of All Funds
4.95%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
28
Increased
58
Reduced
70
Closed
27
Calls
$7.69M
Puts
$26.1M
Net Calls
-$18.4M
Net Calls Change
-$87K

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$6.89M
2
Deutsche Bank
2
Deutsche Bank
Germany
$11.8M
3
Invesco
3
Invesco
Georgia
$15.9M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$1.73M
5
NAM
5
Nissay Asset Management
Japan
$2.75M

Top Sellers

1
MC
1
Muzinich & Co
New York
$41.2M
2
Citadel Advisors
2
Citadel Advisors
Florida
$866K
3
COPPSERS
3
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$0
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$1.62M
5
PMLI
5
Penn Mutual Life Insurance
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
MSAM
101
Moloney Securities Asset Management
Missouri
$240K -$59.8K -8,932 -20%
OAM
102
Oxford Asset Management
United Kingdom
$230K +$230K +34,173 New
DADC
103
D.A. Davidson & Co
Montana
$221K -$21.2K -3,167 -9%
Lido Advisors
104
Lido Advisors
California
$221K – – –
JPMorgan Chase & Co
105
JPMorgan Chase & Co
New York
$217K -$12.3K -1,829 -5%
TH
106
Timber Hill
Connecticut
$215K -$123K -18,300 -36%
BRWA
107
B. Riley Wealth Advisors
Florida
$213K +$14.3K +2,130 +7%
OC
108
Oppenheimer & Co
New York
$206K -$13.4K -2,000 -6%
FRM
109
Fox Run Management
Connecticut
$200K +$200K +29,835 New
AWA
110
Arete Wealth Advisors
Illinois
$194K – – –
CFD
111
Creative Financial Designs
Indiana
$194K +$141K +20,992 +265%
MML Investors Services
112
MML Investors Services
Massachusetts
$189K -$120K -17,867 -39%
SW
113
SVB Wealth
Massachusetts
$188K -$40.3K -6,000 -18%
EFS
114
Essex Financial Services
Connecticut
$180K +$35.8K +5,328 +25%
Wolverine Trading
115
Wolverine Trading
Illinois
$171K – – –
RIA
116
Regal Investment Advisors
Michigan
$167K -$44.2K -6,585 -21%
Envestnet Asset Management
117
Envestnet Asset Management
Illinois
$165K -$28.1K -4,185 -15%
Janney Montgomery Scott
118
Janney Montgomery Scott
Pennsylvania
$159K +$9.96K +1,484 +7%
PCIA
119
Prime Capital Investment Advisors
Kansas
$153K +$16.1K +2,390 +12%
RCA
120
Rowland Carmichael Advisors
Arizona
$152K – – –
TU
121
TDAM USA
Ontario, Canada
$151K – – –
SI
122
Stephens Inc
Arkansas
$150K +$150K +22,284 New
KA
123
Kovack Advisors
Florida
$145K +$7.27K +1,084 +5%
Simplex Trading
124
Simplex Trading
Illinois
$144K +$79K +11,819 +122%
SWP
125
Stratos Wealth Partners
Ohio
$137K +$20.3K +3,028 +17%
3 4
5
6 7