TDAM USA’s Prospect Capital PSEC Stock Holding History

TDAM USA’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-22,500	Closed	-$148K	–	248
2019 Q3	$148K	Buy	+22,500	New	+$148K	0.01%	242
2018 Q4	–	Sell	-22,500	Closed	-$156K	–	325
2018 Q3	$156K	Hold	22,500	–	–	0.01%	326
2018 Q2	$151K	Hold	22,500	–	–	0.01%	318
2018 Q1	$147K	Hold	22,500	–	–	0.01%	326
2017 Q4	$152K	Buy	+22,500	New	+$147K	0.01%	324

Other funds holding PSEC

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

TDAM USA's PSEC Position: Q4 2019 in Review

TDAM USA sold out of Prospect Capital (PSEC) in Q4 2019, closing a stake of 22,500 shares — an estimated $148K sold.

TDAM USA first reported a position in PSEC in Q4 2017 and held it in 5 quarters. The position peaked at $156K in Q3 2018. 221 funds tracked by Wall St. Rank hold PSEC as of Q4 2019.

TDAM USA reported no remaining Prospect Capital position as of Q4 2019 after selling out during the quarter.
TDAM USA sold 22,500 Prospect Capital shares in Q4 2019, an estimated $148K.
TDAM USA first reported a position in Prospect Capital in Q4 2017 and held it in 5 quarters.
TDAM USA's Prospect Capital position peaked at $156K in Q3 2018.
221 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2019.

Based on TDAM USA's 13F filing for Q4 2019, filed 11 Feb 2020.