SVB Wealth’s Prospect Capital PSEC Stock Holding History

SVB Wealth’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-18,000	Closed	-$132K	–	426
2018 Q3	$132K	Sell	18,000 -10,000	-36%	-$70.7K	﹤0.01%	429
2018 Q2	$188K	Sell	28,000 -6,000	-18%	-$39.9K	0.01%	425
2018 Q1	$223K	Sell	34,000 -25,000	-42%	-$167K	0.01%	410
2017 Q4	$398K	Sell	59,000 -33,800	-36%	-$220K	0.02%	369
2017 Q3	$624K	Sell	92,800 -6,400	-6%	-$48K	0.02%	321
2017 Q2	$806K	Sell	99,200 -2,000	-2%	-$17.2K	0.03%	291
2017 Q1	$915K	Buy	101,200 +10,000	+11%	+$89.6K	0.04%	258
2016 Q4	$762K	Sell	91,200 -16,000	-15%	-$128K	0.03%	285
2016 Q3	$868K	Buy	107,200 +4,000	+4%	+$33K	0.04%	266
2016 Q2	$807K	Sell	103,200 -1,000	-1%	-$7.53K	0.03%	282
2016 Q1	$758K	Sell	104,200 -1,500	-1%	-$9.97K	0.03%	291
2015 Q4	$738K	Buy	105,700 +500	+0.5%	+$3.63K	0.03%	311
2015 Q3	$750K	Sell	105,200 -8,500	-7%	-$63.3K	0.03%	340
2015 Q2	$838K	Sell	113,700 -16,000	-12%	-$129K	0.03%	345
2015 Q1	$1.1M	Hold	129,700	–	–	0.04%	306
2014 Q4	$1.07M	Buy	+129,700	New	+$1.2M	0.03%	301

Other funds holding PSEC

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Allianz Asset Management Munich, Germany $123B AUM 45.23% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

SVB Wealth's PSEC Position: Q4 2018 in Review

SVB Wealth sold out of Prospect Capital (PSEC) in Q4 2018, closing a stake of 18,000 shares — an estimated $132K sold.

SVB Wealth first reported a position in PSEC in Q4 2014 and held it in 16 quarters. The position peaked at $1.1M in Q1 2015. 239 funds tracked by Wall St. Rank hold PSEC as of Q4 2018.

SVB Wealth reported no remaining Prospect Capital position as of Q4 2018 after selling out during the quarter.
SVB Wealth sold 18,000 Prospect Capital shares in Q4 2018, an estimated $132K.
SVB Wealth first reported a position in Prospect Capital in Q4 2014 and held it in 16 quarters.
SVB Wealth's Prospect Capital position peaked at $1.1M in Q1 2015.
239 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2018.

Based on SVB Wealth's 13F filing for Q4 2018, filed 14 Feb 2019.