SVB Wealth’s Prospect Capital PSEC Stock Holding History

SVB Wealth’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-18,000	Closed	-$132K	–	426
2018 Q3	$132K	Sell	18,000 -10,000	-36%	-$70.7K	﹤0.01%	429
2018 Q2	$188K	Sell	28,000 -6,000	-18%	-$39.9K	0.01%	425
2018 Q1	$223K	Sell	34,000 -25,000	-42%	-$167K	0.01%	410
2017 Q4	$398K	Sell	59,000 -33,800	-36%	-$220K	0.02%	369
2017 Q3	$624K	Sell	92,800 -6,400	-6%	-$48K	0.02%	321
2017 Q2	$806K	Sell	99,200 -2,000	-2%	-$17.2K	0.03%	291
2017 Q1	$915K	Buy	101,200 +10,000	+11%	+$89.6K	0.04%	258
2016 Q4	$762K	Sell	91,200 -16,000	-15%	-$128K	0.03%	285
2016 Q3	$868K	Buy	107,200 +4,000	+4%	+$33K	0.04%	266
2016 Q2	$807K	Sell	103,200 -1,000	-1%	-$7.53K	0.03%	282
2016 Q1	$758K	Sell	104,200 -1,500	-1%	-$9.97K	0.03%	291
2015 Q4	$738K	Buy	105,700 +500	+0.5%	+$3.63K	0.03%	311
2015 Q3	$750K	Sell	105,200 -8,500	-7%	-$63.3K	0.03%	340
2015 Q2	$838K	Sell	113,700 -16,000	-12%	-$129K	0.03%	345
2015 Q1	$1.1M	Hold	129,700	–	–	0.04%	306
2014 Q4	$1.07M	Buy	+129,700	New	+$1.2M	0.03%	301

Other funds holding PSEC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LSV Asset Management

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Allianz Asset Management

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Arrowstreet Capital

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Legal & General Group

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Susquehanna International Group

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return