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Prospect Capital

213 hedge funds and large institutions have $448M invested in Prospect Capital in 2017 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 80 increasing their positions, 63 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 63

0.59% less ownership

Funds ownership: 15.9%15.31% (-0.59%)

2% less funds holding

Funds holding: 218213 (-5)

11% less first-time investments, than exits

New positions opened: 25 | Existing positions closed: 28

13% less capital invested

Capital invested by funds: $517M → $448M (-$69.1M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

90% less call options, than puts

Call options by funds: $5.03M | Put options by funds: $52.3M

Holders
213
Holders Change
-5
Holders Change %
-2.29%
% of All Funds
5.31%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
25
Increased
80
Reduced
63
Closed
28
Calls
$5.03M
Puts
$52.3M
Net Calls
-$47.3M
Net Calls Change
-$2.02M
Name Holding Trade Value Shares
Change
Change in
Stake
MSAM
101
Moloney Securities Asset Management
Missouri
$382K -$11.1K -1,292 -3%
Janney Montgomery Scott
102
Janney Montgomery Scott
Pennsylvania
$381K +$159K +18,567 +65%
ACM
103
Americafirst Capital Management
California
$378K +$399K +46,566 New
ADGIPS2
104
AmericaFirst Defensive Growth & Income Portfolio Series 2
California
$378K +$399K +46,566 New
OIA
105
Optimum Investment Advisors
Illinois
$374K
SF
106
Synovus Financial
Georgia
$370K +$378K +44,031 +2,935%
EFS
107
Essex Financial Services
Connecticut
$369K +$2.77K +323 +0.7%
SGCA
108
Steel Grove Capital Advisors
Tennessee
$355K +$7.79K +908 +2%
ICOA
109
Investment Centers of America
North Dakota
$350K -$9.43K -1,100 -2%
AWA
110
Arete Wealth Advisors
Illinois
$336K +$163K +19,025 +85%
FMBTD
111
First Midwest Bank Trust Division
Illinois
$329K -$1.47K -171 -0.4%
CAMG
112
CWA Asset Management Group
Florida
$325K -$21.4K -2,493 -6%
GCP
113
GSA Capital Partners
United Kingdom
$322K -$135K -15,765 -28%
HCM
114
Highlander Capital Management
New Jersey
$316K -$3.43K -400 -1%
AIA
115
Allegis Investment Advisors
Idaho
$304K
B
116
Bridgeworth
Alabama
$287K +$10.3K +1,200 +4%
IAA
117
Independent Advisor Alliance
North Carolina
$284K +$123K +14,354 +70%
ACP
118
Aviance Capital Partners
Florida
$280K -$6.86K -800 -2%
FFA
119
First Foundation Advisors
California
$277K -$118K -13,791 -29%
SAM
120
Selway Asset Management
$276K
Lido Advisors
121
Lido Advisors
California
$268K +$21.3K +2,487 +8%
Envestnet Asset Management
122
Envestnet Asset Management
Illinois
$250K +$189K +22,032 +250%
SCM
123
Shelton Capital Management
Colorado
$244K
AA
124
Apriem Advisors
California
$244K +$257K +30,000 New
M&T Bank
125
M&T Bank
New York
$242K -$643 -75 -0.3%

PSEC Hedge Fund Activity: Q2 2017 in Review

213 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2017, worth a combined $448M — down 13% from $517M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of PSEC and 25 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 80 added.

The largest buyer was Arrowstreet Capital, opening a new position worth an estimated $8.13M. The largest seller was Muzinich & Co, cutting an estimated $14.5M.

  • 213 institutional investors held Prospect Capital (PSEC) as of Q2 2017, down from 218 in Q1 2017.
  • Funds reported $448M of Prospect Capital stock for Q2 2017, down 13% quarter-over-quarter.
  • 25 funds opened new Prospect Capital positions in Q2 2017 and 28 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q2 2017 was Arrowstreet Capital, an estimated $8.13M added.
  • The largest Prospect Capital seller in Q2 2017 was Muzinich & Co, an estimated $14.5M sold.

Based on aggregated 13F filings for Q2 2017.