Apriem Advisors’s Prospect Capital PSEC Stock Holding History

Apriem Advisors’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-30,000	Closed	-$244K	–	151
2017 Q2	$244K	Buy	+30,000	New	+$257K	0.06%	115

Other funds holding PSEC

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Apriem Advisors's PSEC Position: Q3 2017 in Review

Apriem Advisors sold out of Prospect Capital (PSEC) in Q3 2017, closing a stake of 30,000 shares — an estimated $244K sold.

Apriem Advisors first reported a position in PSEC in Q2 2017 and held it in 1 quarter. The position peaked at $244K in Q2 2017. 210 funds tracked by Wall St. Rank hold PSEC as of Q3 2017.

Apriem Advisors reported no remaining Prospect Capital position as of Q3 2017 after selling out during the quarter.
Apriem Advisors sold 30,000 Prospect Capital shares in Q3 2017, an estimated $244K.
Apriem Advisors first reported a position in Prospect Capital in Q2 2017 and held it in 1 quarter.
Apriem Advisors's Prospect Capital position peaked at $244K in Q2 2017.
210 funds tracked by Wall St. Rank held Prospect Capital as of Q3 2017.

Based on Apriem Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.