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Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $347M invested in Prospect Capital in 2017 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 53 increasing their positions, 86 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
221
Holders Change
+11
Holders Change %
+5.24%
% of All Funds
5.02%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
47
Increased
53
Reduced
86
Closed
35
Calls
$22.1M
Puts
$52.5M
Net Calls
-$30.3M
Net Calls Change
+$2.04M

Top Buyers

1
Two Sigma Investments
Two Sigma Investments
New York
$11.2M
2
AP
AHL Partners
United Kingdom
$10.3M
3
QOP
Quinn Opportunity Partners
Virginia
$4.51M
4
Allianz Asset Management
Allianz Asset Management
Germany
$6.55M
5
COPPSERS
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$4.04M

Top Sellers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
$16.4M
2
MC
Muzinich & Co
New York
$51.3M
3
JPMPWA
J.P. Morgan Private Wealth Advisors
California
$2.7M
4
UBS Group
UBS Group
Switzerland
$8.9M
5
Morgan Stanley
Morgan Stanley
New York
$14M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
76
Cetera Advisor Networks
California
$582K +$197K +29,485 +51%
PAG
77
Private Advisor Group
New Jersey
$579K -$65.9K -9,592 -10%
HighTower Advisors
78
HighTower Advisors
Illinois
$530K -$118K -17,736 -18%
EGA
79
Eagle Global Advisors
Texas
$525K – – –
AOWM
80
Alpha Omega Wealth Management
Virginia
$505K +$22.4K +3,321 +5%
IA
81
IFP Advisors
Florida
$468K -$79.9K -11,859 -15%
Ameriprise
82
Ameriprise
Minnesota
$460K +$123K +18,235 +36%
CA
83
Cetera Advisors
Colorado
$451K -$14.2K -2,100 -3%
SI
84
SII Investments
Wisconsin
$442K -$41.7K -6,206 -9%
SG Americas Securities
85
SG Americas Securities
New York
$439K +$715 +106 +0.2%
TSS
86
Two Sigma Securities
New York
$435K +$262K +38,855 +151%
FAAS
87
First Allied Advisory Services
California
$424K -$253K -37,546 -37%
AG
88
Aperio Group
California
$423K +$144K +21,357 +52%
EGM
89
Engineers Gate Manager
New York
$422K -$967K -143,537 -70%
DC
90
Davenport & Co
Virginia
$416K -$74.4K -11,045 -15%
PFS
91
Prospera Financial Services
Texas
$408K -$764K -111,960 -65%
GWM
92
Geneos Wealth Management
Colorado
$405K +$3.21K +477 +0.8%
SW
93
SVB Wealth
Massachusetts
$398K -$228K -33,800 -36%
ACS
94
Archford Capital Strategies
Illinois
$391K -$70.3K -10,418 -15%
FFA
95
First Foundation Advisors
California
$364K +$66.5K +9,850 +22%
SGCA
96
Steel Grove Capital Advisors
Tennessee
$327K +$6.35K +933 +2%
LA
97
Lucus Advisors
New York
$326K -$25.7K -3,809 -7%
MSAM
98
Moloney Securities Asset Management
Missouri
$324K +$5.5K +816 +2%
OIA
99
Optimum Investment Advisors
Illinois
$310K – – –
SB
100
Suntrust Banks
Georgia
$299K +$18K +2,679 +6%
2 3
4
5 6