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Prospect Capital

212 hedge funds and large institutions have $434M invested in Prospect Capital in 2016 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 74 increasing their positions, 62 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
212
Holders Change
-4
Holders Change %
-1.85%
% of All Funds
5.31%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
29
Increased
74
Reduced
62
Closed
28
Calls
$2.3M
Puts
$57.2M
Net Calls
-$54.9M
Net Calls Change
+$1.98M
Name Holding Trade Value Shares
Change
Shares
Change %
DC
76
Davenport & Co
Virginia
$720K +$103K +12,300 +17%
PAG
77
Private Advisor Group
New Jersey
$687K +$17.9K +2,084 +3%
MNA
78
Manning & Napier Advisors
New York
$679K -$40K -4,800 -6%
CIBC World Market
79
CIBC World Market
Ontario, Canada
$664K -$371K -44,494 -36%
C
80
CFO4Life
Texas
$629K -$118K -14,160 -16%
Goldman Sachs
81
Goldman Sachs
New York
$610K -$1.77M -212,594 -74%
AOWM
82
Alpha Omega Wealth Management
Virginia
$586K -$16.9K -2,017 -3%
ACS
83
Archford Capital Strategies
Illinois
$577K -$18.8K -2,250 -3%
CA
84
Cetera Advisors
Colorado
$569K +$213K +25,488 +60%
Ameriprise
85
Ameriprise
Minnesota
$564K +$188K +22,558 +50%
KA
86
Kovack Advisors
Florida
$555K +$104K +12,408 +23%
GWM
87
Geneos Wealth Management
Colorado
$547K -$50K -5,995 -8%
SB
88
Suntrust Banks
Georgia
$537K +$100 +12 +0%
OC
89
Oppenheimer & Co
New York
$530K +$11.7K +1,400 +2%
PRCM
90
Pine River Capital Management
Minnesota
$522K +$522K +62,500 New
Citadel Advisors
91
Citadel Advisors
Florida
$509K +$509K +60,991 New
DADC
92
D.A. Davidson & Co
Montana
$464K +$29.6K +3,551 +7%
ANRIA
93
American National Registered Investment Advisor
Texas
$457K
NPC
94
National Planning Corporation
California
$449K -$247K -28,800 -35%
ACP
95
Aviance Capital Partners
Florida
$444K +$195K +23,385 +79%
CAN
96
Cetera Advisor Networks
California
$432K -$282K -34,254 -40%
IH
97
IFC Holdings
Florida
$414K +$248K +29,589 +149%
MSAM
98
Moloney Securities Asset Management
Missouri
$409K +$409K +49,039 New
FFA
99
First Foundation Advisors
California
$400K
MNBTD
100
Moody National Bank Trust Division
Texas
$398K