Pine River Capital Management’s Prospect Capital PSEC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-62,500	Closed	-$522K	–	287
2016 Q4	$522K	Buy	+62,500	New	+$522K	0.02%	226
2013 Q3	–	Sell	-274,978	Closed	-$2.97M	–	387
2013 Q2	$2.97M	Buy	+274,978	New	+$2.97M	0.04%	162