CFO4Life’s Prospect Capital PSEC Stock Holding History

CFO4Life’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$629K	Sell	75,337 -14,160	-16%	-$114K	0.52%	29
2016 Q3	$725K	Buy	89,497 +18,429	+26%	+$152K	0.63%	24
2016 Q2	$556K	Sell	71,068 -1,020	-1%	-$7.68K	0.48%	40
2016 Q1	$524K	Sell	72,088 -211,170	-75%	-$1.4M	0.47%	36
2015 Q4	$1.98M	Sell	283,258 -66,260	-19%	-$481K	1.88%	11
2015 Q3	$2.49M	Sell	349,518 -83,151	-19%	-$619K	2.65%	6
2015 Q2	$3.19M	Buy	432,669 +27,853	+7%	+$224K	2.66%	7
2015 Q1	$3.42M	Buy	404,816 +8,327	+2%	+$71.1K	2.85%	7
2014 Q4	$3.27M	Buy	+396,489	New	+$3.66M	2.7%	6

Other funds holding PSEC

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.76% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

CFO4Life's PSEC Position: Q4 2016 in Review

CFO4Life reduced its Prospect Capital (PSEC) stake by 16% in Q4 2016, selling an estimated $114K and leaving 75,337 shares worth $629K. The position accounts for 0.52% of the portfolio, ranked #29.

CFO4Life first reported a position in PSEC in Q4 2014 and has held it in 9 quarters since. The position peaked at $3.42M in Q1 2015. 212 funds tracked by Wall St. Rank hold PSEC as of Q4 2016.

CFO4Life held 75,337 shares of Prospect Capital worth $629K as of Q4 2016.
CFO4Life sold 14,160 Prospect Capital shares in Q4 2016, an estimated $114K.
Prospect Capital made up 0.52% of CFO4Life's portfolio in Q4 2016, its #29 holding.
CFO4Life first reported a position in Prospect Capital in Q4 2014 and has held it in 9 quarters since.
CFO4Life's Prospect Capital position peaked at $3.42M in Q1 2015.
212 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2016.

Based on CFO4Life's 13F filing for Q4 2016, filed 30 Jan 2017.